DFX Intelligence

E••• W••••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

E••• W••••••••• M••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

MADISON, WI | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:97f85ad9-1526-cc91-0e45-fdb2c4abd37c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 7, 2023	n/a	yes	PLYMOUTH, MN\|MADISON, WI	Current employment
P••• C•••••• M••••••••• L••	Independent wealth	Apr 25, 2017	Dec 31, 2022	no	MADISON, WI\|Madison, WI\|Madison, WI\|Madison, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• C•••••• M••••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Dec 31, 2022	Feb 7, 2023	38	Firm change	RIA to ibd

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 7, 2023 to presentfactForm ADV
→ P••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
E••• W••••••••• M•••••• left P••• C•••••• M••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2023-02-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:97f85ad9-1526-cc91-0e45-fdb2c4abd37c
First observed: Apr 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.