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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PARK CAPITAL MANAGEMENT, LLC

CRD 158965

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af6037ee-b554-d607-ddff-daa3219db8fc

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Mar 15, 2019 to Mar 6, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.57 fund_share=0.0 institutional_share=0.41 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $868MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $859M
Private client RAUM: $492MderivedItem 5.D individuals plus high net worth individuals
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $174Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,853
Individual clients: 470
High net worth clients: 87
SEC number: 801-115013
CRD: 158965
Filings on the tape: 34
First filed: Mar 15, 2019
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CLINTON LEE BAUCH	Certified Financial Planner	MADISON, WI	14	30	2	yes
DANIEL JAMES SPELLMAN	n/a	MADISON, WI	12	27	1	no
JOHN PAUL FRIAR	Certified Financial Planner	MIDDLETON, WI \| MADISON, WI	11	18	2	no
CAMERON T GRAY	Certified Financial Planner	MADISON, WI	8	13	2	no
Alyssa L Thompson	n/a	MADISON, WI	8	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUCH, CLINTON, LEE	MEMBER/CEO/PRESIDENT	C	yes	07/2012	Mar 15, 2019	Mar 6, 2024
HAUSMANN-JOHNSON INSURANCE	Member	C	yes	07/2012	Mar 15, 2019	Mar 6, 2024
IGENIUMPRIME, INC.	Owner	E	yes	04/2017	Apr 8, 2019	Mar 6, 2024
PARK BANCORPORATION, INC	Owner	E	yes	12/1983	Mar 15, 2019	Mar 6, 2024
SENTY, JAMES, A	Owner	E	yes	12/1983	Apr 8, 2019	Mar 6, 2024
THE PARK BANK, INC	Member	C	yes	01/2017	Mar 15, 2019	Mar 6, 2024
FRIAR, JOHN, PAUL	Member	Na	no	01/2019	Apr 8, 2019	Mar 6, 2024
Kleine, Christopher, Gary	CHIEF COMPLIANCE OFFICER	Na	no	12/2022	Dec 15, 2022	Mar 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 6, 2026	$868M	$859M	9	5	0	n/a	n/a
2024	Mar 6, 2025	$733M	$720M	9	5	0	n/a	n/a
2023	Mar 6, 2024	$377M	$368M	9	5	0	n/a	n/a
2022	Feb 21, 2023	$306M	$299M	9	5	0	n/a	n/a
2021	Feb 7, 2022	$304M	$294M	9	6	3	n/a	n/a
2020	Feb 8, 2021	$176M	$168M	7	6	3	n/a	n/a
2019	Mar 19, 2020	$137M	$132M	7	6	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$868M	$733M	18.5%	$306M	41.6%	9	9	0	0

Relationships

Registered with (6)

← Alyssa L ThompsonAdvisorregistration: current employment
Sep 7, 2018 to presentfactForm ADV
← CAMERON T GRAYAdvisorregistration: current employment
Apr 18, 2018 to presentfactForm ADV
← JOHN PAUL FRIARAdvisorregistration: current employment
Sep 23, 2014 to presentfactForm ADV
← DANIEL JAMES SPELLMANAdvisorregistration: current employment
Jan 29, 2014 to presentfactForm ADV
← CLINTON LEE BAUCHAdvisorregistration: current employment
Nov 10, 2011 to presentfactForm ADV
← Emma Willemarijn MuellerAdvisorregistration: previous registration
Apr 25, 2017 to Dec 31, 2022factForm ADV

Controls (6)

← BAUCH, CLINTON, LEEOwnerMEMBER/CEO/PRESIDENT, ownership code C, individual
Mar 15, 2019 to Mar 6, 2024factForm ADV
← SENTY, JAMES, AOwnerOWNER, ownership code E, individual
Apr 8, 2019 to Mar 6, 2024factForm ADV
← HAUSMANN-JOHNSON INSURANCEOwnerMEMBER, ownership code C, domestic entity
Mar 15, 2019 to Mar 6, 2024factForm ADV
← IGENIUMPRIME, INC.OwnerOWNER, ownership code E, domestic entity
Apr 8, 2019 to Mar 6, 2024factForm ADV
← PARK BANCORPORATION, INCOwnerOWNER, ownership code E, domestic entity
Mar 15, 2019 to Mar 6, 2024factForm ADV
← THE PARK BANK, INCOwnerMEMBER, ownership code C, domestic entity
Mar 15, 2019 to Mar 6, 2024factForm ADV

Owns (2)

← FRIAR, JOHN, PAULOwnerMEMBER, ownership code NA, individual
Apr 8, 2019 to Mar 6, 2024factForm ADV
← Kleine, Christopher, GaryOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 15, 2022 to Mar 6, 2024factForm ADV

Dated events

Occurred
Mar 6, 2025
Regulatory AUM changed
Park Capital Management, Llc reported RAUM $732.8M, up 94% from $377.1M (2024-03-06 to 2025-03-06)
Form ADVobserved 5 days ago
$356M
Occurred
Dec 31, 2022
Advisor changed firm
Emma Willemarijn Mueller left Park Capital Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2023-02-07)
Form ADVobserved 5 days ago
Occurred
Feb 7, 2022
Regulatory AUM changed
Park Capital Management, Llc reported RAUM $303.5M, up 72% from $176.5M (2021-12-07 to 2022-02-07)
Form ADVobserved 5 days ago
$127M
Occurred
Apr 8, 2019
Control person joined
A James Senty (Owner) appeared on Schedule A of Park Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Mar 15, 2019
First Form ADV filing
Park Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af6037ee-b554-d607-ddff-daa3219db8fc
First observed: Mar 15, 2019
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARK CAPITAL MANAGEMENT, LLC

CRD 158965

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af6037ee-b554-d607-ddff-daa3219db8fc

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CLINTON LEE BAUCH

Certified Financial Planner

MADISON, WI

yes

DANIEL JAMES SPELLMAN

n/a

MADISON, WI

JOHN PAUL FRIAR

Certified Financial Planner

MIDDLETON, WI | MADISON, WI

CAMERON T GRAY

Certified Financial Planner

MADISON, WI

Alyssa L Thompson

n/a

MADISON, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUCH, CLINTON, LEE

MEMBER/CEO/PRESIDENT

yes

07/2012

Mar 15, 2019

Mar 6, 2024

HAUSMANN-JOHNSON INSURANCE

Member

yes

07/2012

Mar 15, 2019

Mar 6, 2024

IGENIUMPRIME, INC.

Owner

yes

04/2017

Apr 8, 2019

Mar 6, 2024

PARK BANCORPORATION, INC

Owner

yes

12/1983

Mar 15, 2019

Mar 6, 2024

SENTY, JAMES, A

Owner

yes

12/1983

Apr 8, 2019

Mar 6, 2024

THE PARK BANK, INC

Member

yes

01/2017

Mar 15, 2019

Mar 6, 2024

FRIAR, JOHN, PAUL

Member

01/2019

Apr 8, 2019

Mar 6, 2024

Kleine, Christopher, Gary

CHIEF COMPLIANCE OFFICER

12/2022

Dec 15, 2022

Mar 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$868M

$859M

n/a

2024

Mar 6, 2025

$733M

$720M

n/a

2023

Mar 6, 2024

$377M

$368M

n/a

2022

Feb 21, 2023

$306M

$299M

n/a

2021

Feb 7, 2022

$304M

$294M

n/a

2020

Feb 8, 2021

$176M

$168M

n/a

2019

Mar 19, 2020

$137M

$132M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$868M

$733M

18.5%

$306M

41.6%