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Advisor at SMARTPATH ADVISORS
Norcross, GA | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMARTPATH ADVISORS | No RAUM reported | Mar 17, 2020 | n/a | yes | ATLANTA, GA|Norcross, GA | Current employment |
| FINANCIAL CLARITY PARTNERS, LLC | n/a | Sep 1, 2016 | Dec 31, 2021 | no | Alpharetta, GA|Peachtree Corners, GA | Previous registration |
| MODERN CAPITAL ADVISORS, LLC | Independent wealth | May 10, 2016 | Apr 21, 2017 | no | ALPHARETTA, GA|RALEIGH, NC | Previous registration |
| CORNERSTONE FINANCIAL ADVISORS, INC. | n/a | Jun 5, 2007 | May 2, 2008 | no | NORCROSS, GA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 8, 2006 | Sep 12, 2008 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Aug 6, 2004 | Sep 25, 2006 | no | OAKBROOK TERRACE, IL|OAKBROOK TERRACE, IL | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jan 9, 2004 | May 27, 2004 | no | ROSEMONT, IL | Previous registration |
| INTEGRAL FINANCIAL ADVISORS LLC | n/a | May 19, 2003 | Oct 7, 2003 | no | BARTLETT, IL | Previous registration |
| SUMMIT WEALTH ADVISORS LLC | n/a | Jun 26, 2002 | May 2, 2003 | no | ITASCA, IL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | May 16, 2002 | May 2, 2003 | no | ITASCA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL CLARITY PARTNERS, LLC | SMARTPATH ADVISORS | Dec 31, 2021 | Mar 17, 2020 | -654 | Firm change after gap | Other |
| MODERN CAPITAL ADVISORS, LLC | FINANCIAL CLARITY PARTNERS, LLC | Apr 21, 2017 | Sep 1, 2016 | -232 | Firm change after gap | Other |
| COMMONWEALTH FINANCIAL NETWORK | CORNERSTONE FINANCIAL ADVISORS, INC. | Sep 12, 2008 | Jun 5, 2007 | -465 | Firm change after gap | Other |
| CORNERSTONE FINANCIAL ADVISORS, INC. | MODERN CAPITAL ADVISORS, LLC | May 2, 2008 | May 10, 2016 | 2,930 | Firm change after gap | Other |
| PARK AVENUE SECURITIES LLC | COMMONWEALTH FINANCIAL NETWORK | Sep 25, 2006 | Nov 8, 2006 | 44 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | PARK AVENUE SECURITIES LLC | May 27, 2004 | Aug 6, 2004 | 71 | Firm change | Other |
| INTEGRAL FINANCIAL ADVISORS LLC | WS GRIFFITH SECURITIES, INC. | Oct 7, 2003 | Jan 9, 2004 | 94 | Firm change | Other |
| SUMMIT WEALTH ADVISORS LLC | INTEGRAL FINANCIAL ADVISORS LLC | May 2, 2003 | May 19, 2003 | 17 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | SUMMIT WEALTH ADVISORS LLC | May 2, 2003 | Jun 26, 2002 | -310 | Firm change after gap | Other |