DFX Intelligence

L•••• A•••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

L•••• A•••••••• E••••

Advisor at V••••• F•••• A•••••••• I•••

JOHNSON CITY, TN | Ponte Vedra, FL

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Search this name across graphsid dfx:ria:9802e166-2a6a-e3f6-f771-be6bd3b6a567

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• F•••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• F•••• A•••••••• I•••	Independent wealth	Aug 12, 2009	n/a	yes	JOHNSON CITY, TN\|Ponte Vedra, FL	Current employment
A••••••• V••••• I••••••••• I•••	Former SEC adviser	Mar 21, 2007	May 3, 2011	no	GRAY, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• V••••• I••••••••• I•••	V••••• F•••• A•••••••• I•••	May 3, 2011	Aug 12, 2009	-629	Firm change after gap	Other

Relationships

Registered with (2)

→ V••••• F•••• A•••••••• I•••Registered adviserregistration: current employment
Aug 12, 2009 to presentfactForm ADV
→ A••••••• V••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2007 to May 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9802e166-2a6a-e3f6-f771-be6bd3b6a567
First observed: Mar 21, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.