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V••••• F•••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

V••••• F•••• A•••••••• I•••

CRD 148532

JOHNSON CITY, TN

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Search this name across graphsid dfx:ria:bb709b0f-01f2-bdba-2e87-79896298b771

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Nov 18, 2011 to Jul 23, 2026
55 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $215MItem 5.F on the latest filing (2026-07-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $212M
Private client RAUM: $213MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• A•••••••• E••••	Certified Financial Planner	JOHNSON CITY, TN \| Ponte Vedra, FL	17	19	1	no
K•••••• G•••• B•••••	n/a	JOHNSON CITY, TN	16	18

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••• L••••• A••••••••	CEO / TREASURER / DIRECTOR	D	yes	09/2023	Nov 18, 2011	Oct 31, 2024
N•••• B•••••••• P••••••	PRESIDENT, DIRECTOR	D	yes	09/2023	Jul 27, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PONTE VEDRA	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$215M	$202M	6.7%	$175M	7.2%	12	13	3	3

Relationships

Registered with (9)

← R•• E•••• N•••Advisorregistration: current employment
Nov 13, 2023 to presentfactForm ADV
← C••••••• J••• T•••••Advisorregistration: current employment
Jun 16, 2021 to presentfactForm ADV
← B••••••• P•••••• N•••Advisorregistration: current employment
Nov 14, 2019 to presentfactForm ADV
← M•••••• D••• M•••••••

Dated events

Occurred
Apr 21, 2025
Advisor changed firm
Philip Thomas Alford left V••••• F•••• A•••••••• I••• for Edward Jones (registered 2025-04-21)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person left
Elvin Roy Nunn (Secretary/Director) no longer on Schedule A of V••••• F•••• A•••••••• I••• (listed 2023-01-13, absent 2023-03-31)
Form ADVobserved 7 days ago
Occurred
Jul 27, 2022
Control person joined
Patrick Benjamin Nunn (Vice-President) appeared on Schedule A of V••••• F•••• A•••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bb709b0f-01f2-bdba-2e87-79896298b771
First observed: Nov 18, 2011
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 10, 2026	$215M	$212M	12	9	3	n/a	n/a
2024	Apr 28, 2025	$202M	$198M	13	9	3	n/a	n/a
2023	Mar 12, 2024	$190M	$187M	12	9	3	n/a	n/a
2022	Mar 31, 2023	$175M	$171M	11	9	4	n/a	n/a
2021	Mar 8, 2022	$196M	$192M	10	8	3	n/a	n/a
2020	Mar 30, 2021	$152M	$147M	9	7	3	n/a	n/a
2019	Mar 30, 2020	$124M	$120M	9	6	3	n/a	n/a
2018	Mar 22, 2019	$100M	$97.8M	10	7	3	n/a	n/a
2017	Mar 29, 2018	$95.8M	$94.8M	10	7	3	n/a	n/a
2016	Mar 7, 2017	$83.6M	$82.9M	10	7	n/a	n/a	n/a
2015	Mar 24, 2016	$81.2M	$80.5M	10	7	n/a	n/a	n/a
2014	Mar 12, 2015	$85.3M	$85.0M	10	7	n/a	n/a	n/a
2013	Mar 20, 2014	$82.9M	$82.7M	9	6	n/a	n/a	n/a
2012	Apr 1, 2013	$68.1M	$68.0M	7	6	n/a	n/a	n/a
2011	Mar 9, 2012	$71.8M	$71.7M	n/a	n/a	n/a	n/a	n/a