DFX Intelligence

L••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••••••••• W••••• M••••••••• L••

CRD 307529

CAMP HILL, PA

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Search this name across graphsid dfx:ria:98045c18-273e-ab1a-c521-2f04964e4194

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2022 to Mar 24, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $247M••• Locked
Discretionary RAUM: $247M
Private client RAUM: $247Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $123Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• D••••• L••••	Certified Financial Planner	Camp Hill, PA	5	15	2	no
J•••• K•••••• A••••	Certified Financial Planner\|Chartered Financial Analyst	CAMP HILL, PA	4	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• K••••••	CHIEF INVESTMENT OFFICER	E	yes	02/2020	Nov 28, 2022	Apr 1, 2024
B•••• P•••• I••	OWNER - PASSIVE	D	yes	08/2022	Apr 1, 2024	Apr 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• P•••• I•••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Frederick	Md	United States	2	no
Westminster	Md	United States	2	no
Hanover	Pa	United States	2	no
Lancaster	Pa	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$247M	$200M	23.5%	n/a	n/a	2	2	4	4

Relationships

Registered with (2)

← J•••• K•••••• A••••Advisorregistration: current employment
Sep 2, 2022 to presentfactForm ADV
← T•••••• D••••• L••••Advisorregistration: current employment
Jan 29, 2021 to presentfactForm ADV

Controls (5)

← A••••• J••••• K••••••OwnerCHIEF INVESTMENT OFFICER, ownership code E, individual
Nov 28, 2022 to Apr 1, 2024factForm ADV
← L••••• T••••••• D•••••

Dated events

Occurred
Nov 28, 2022
First Form ADV filing
L••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98045c18-273e-ab1a-c521-2f04964e4194
First observed: Nov 28, 2022
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.