DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••••• W••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Nov 28, 2022 · 4 filings
SEC status approved since Jan 4, 2023
RAUM
$247M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$247M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$247M as of Mar 24, 2026
Apr 1, 2024$155M then
HNW client RAUM$224M as of Mar 24, 2026
Apr 1, 2024$10.3M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Apr 1, 20242 then
Employees (5.A)2 as of Mar 24, 2026
Apr 1, 20242 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $711,128derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$224M91%
- Individuals$22.3M9.0%
- Individual clients
- 36reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 347reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• D••••• L••••Certified Financial Planner | Camp Hill, Pa | Jan 29, 2021 | 15 y | 2 |
| J•••• K•••••• A••••Certified Financial Planner, Chartered Financial Analyst | Camp Hill, Pa | Sep 2, 2022 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• K•••••• A•••• from A••••••• S••••••• N••••••Sep 2, 2022 · RIA to RIA
- T•••••• D••••• L•••• from M••••• O•• S••••• A•••••• I••••••••• C••••••Jan 29, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• T••••••• D••••• · Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
- A••••• J••••• K•••••• · Chief Investment Officercontrolsince 02/2020 · owns 75% or more of V••• F•••••••• A•••••••• L••
- L••••• T••••••• D••••• · President, Ccocontrolsince 01/2020 · owns 75% or more of L••••••••• W••••• M••••••••• S•••••••• I••
Entity owners
- B•••• P•••• I•• · Owner - Passivedirect · owns 50% to 75%
- L••••••••• W••••• M••••••••• S•••••••• I•• · Ownerdirect · owns 10% to 25%
- V••• F•••••••• A•••••••• L•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- B•••• P•••• I•••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Camp Hill, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Frederick, MD2 employees
- Hanover, PA2 employees
- Lancaster, PA2 employees
- Westminster, MD2 employees
What changed
consecutive filings, newest first
- Accounts · 293 to 347Apr 1, 2025 to Mar 24, 2026
- HNW clients · 44 to 57Apr 1, 2025 to Mar 24, 2026
- Individual clients · 35 to 36Apr 1, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 26-50Apr 1, 2025 to Mar 24, 2026
- Discretionary RAUM · $200M to $247MApr 1, 2025 to Mar 24, 2026
- HNW RAUM · $180M to $224MApr 1, 2025 to Mar 24, 2026
- Individual RAUM · $19.3M to $22.3MApr 1, 2025 to Mar 24, 2026
- RAUM · $200M to $247MApr 1, 2025 to Mar 24, 2026
- Accounts · 219 to 293Apr 1, 2024 to Apr 1, 2025
- HNW clients · 32 to 44Apr 1, 2024 to Apr 1, 2025
- Individual clients · 26 to 35Apr 1, 2024 to Apr 1, 2025
- Financial planning clients · 26-50 to 1-10Apr 1, 2024 to Apr 1, 2025
- Discretionary RAUM · $155M to $200MApr 1, 2024 to Apr 1, 2025
- HNW RAUM · $10.3M to $180MApr 1, 2024 to Apr 1, 2025
- Individual RAUM · $142M to $19.3MApr 1, 2024 to Apr 1, 2025
- RAUM · $155M to $200MApr 1, 2024 to Apr 1, 2025
- Accounts · 160 to 219Nov 28, 2022 to Apr 1, 2024
- Advisory activities · 2 to 3Nov 28, 2022 to Apr 1, 2024
- HNW clients · unset to 32.0Nov 28, 2022 to Apr 1, 2024
- Individual clients · 30 to 26Nov 28, 2022 to Apr 1, 2024
- Financial planning clients · 11-25 to 26-50Nov 28, 2022 to Apr 1, 2024
- Other offices · 0 to 4Nov 28, 2022 to Apr 1, 2024
- Discretionary RAUM · $103M to $155MNov 28, 2022 to Apr 1, 2024
- HNW RAUM · $52.0M to $10.3MNov 28, 2022 to Apr 1, 2024
- Individual RAUM · $49.8M to $142MNov 28, 2022 to Apr 1, 2024
- RAUM · $103M to $155MNov 28, 2022 to Apr 1, 2024
Signals
1 dated events
- L••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Nov 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-696-9449reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-876-3990reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 717-346-6333reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lighthouse-wealth-management-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- lighthousewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 717-346-6333reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- lighthousewealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lighthousewealth.com/our-team/teancum-lightreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026