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Reading the graph
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Advisor at T••••••••• F•••••••• A•••••••• L••
ELLICOTT CITY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Aug 19, 2024 | n/a | yes | ELLICOTT CITY, MD | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Feb 13, 2017 | Nov 15, 2017 | no | Washington, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | T••••••••• F•••••••• A•••••••• L•• | Nov 15, 2017 | Aug 19, 2024 | 2,469 | Firm change after gap | Other |
| A••••••••• F•••••••• S•••••••• L•• | A•••••• A••••••• S••••••• | Oct 7, 2009 | Feb 13, 2017 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 20, 1999 | Oct 7, 2009 | no | OWINGS MILLS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| 2,686 |
| Firm change after gap |
| Other |