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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

MICHAEL JOHN VAN ASTEN

Advisor at RBC CAPITAL MARKETS, LLC

Indianapolis, IN | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:980ba82d-7ad0-b768-9e09-8b9a5ec452b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 26, 1989
First registration: Oct 17, 2001
Dual registered: yes, broker-dealer
Other names: MICHAEL J VANASTEN|MICHAEL JOHN VANASTEN
IAPD individual key: 1897725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jul 8, 2013	n/a	yes	INDIANAPOLIS, IN\|Indianapolis, IN	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Jul 12, 2013	no	INDIANAPOLIS, IN	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jul 25, 2005	Feb 13, 2013	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 17, 2001	Nov 3, 2004	no	CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	RBC CAPITAL MARKETS, LLC	Jul 12, 2013	Jul 8, 2013	-4	Firm change	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	MORGAN KEEGAN & COMPANY, LLC	Nov 3, 2004	Jul 25, 2005	264	Firm change	Other

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jul 8, 2013 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Jul 12, 2013factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jul 25, 2005 to Feb 13, 2013factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 17, 2001 to Nov 3, 2004factForm ADV

Dated events

No dated event names this entity yet.