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Registered advisor
M•••••• J••• V•• A••••
Feed of 09/15/2026
Also filed as M•••••• J Vana••••
At current firm
13 y
since Jul 8, 2013
In the industry
37 y
since Apr 26, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jul 8, 2013 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jul 12, 2013 · Indianapolis, In
- M••••• K••••• • C••••••• L•• formerJul 25, 2005 to Feb 13, 2013 · Indianapolis, In
- B••• O•• S••••••••• C••••••••• unclassifiedOct 17, 2001 to Nov 3, 2004 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•• C•••••• M••••••• L••left Jul 12, 2013, registered Jul 8, 2013 (-4 days) · Affiliated broker-dealer or bank to another
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to M••••• K••••• • C••••••• L••left Nov 3, 2004, registered Jul 25, 2005 (264 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address