P••••• N•••••

Advisor at J••• M••••• S••••••••• L••

Palo Alto, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9813df54-aea9-a81e-70cd-92fae765cfcd

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2004 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 4, 2026	n/a	yes	Palo Alto, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	n/a	yes	PALO ALTO, CA\|PALO ALTO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J••• M••••• S••••••••• L••	Sep 17, 2026	Sep 4, 2026	-13	Firm change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:79:CA:2026-09-10	Sep 17, 2026	Sep 4, 2026	PALO ALTO, CA	Firm change

Relationships

Registered with (5)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Sep 17, 2026factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Aug 19, 2010 to Jan 3, 2011factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9813df54-aea9-a81e-70cd-92fae765cfcd
First observed: Jul 8, 2004
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.