RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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P••••• N•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 4, 2026 · Palo Alto, Ca
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2011 · Palo Alto, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 17, 2026 · Palo Alto, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 19, 2010 to Jan 3, 2011 · Palo Alto, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 18, 2010 · Menlo Park, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 18, 2010 · Menlo Park, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 2004 to Jun 1, 2009 · Menlo Park, Ca
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Sep 17, 2026, registered Sep 4, 2026 (-13 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to W•••• F•••• I••••••••• L••left Aug 18, 2010, registered Aug 19, 2010 (1 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- P••••• N••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-09-04)Sep 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address