DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••• F• E•••••• • C••••••• I•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• F• E•••••• • C••••••• I••••••••• | Bd affiliated wealth | Jul 23, 2026 | n/a | yes | LEAWOOD, KS|Olathe, KS|ST. LOUIS, MO | Current employment |
| B••••••• F• E•••••• • C••••••• I••••••••• | Bd affiliated wealth | Apr 19, 2024 | Jun 30, 2026 | no | ST. LOUIS, MO|LEAWOOD, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••••• A••••••• | B••••••• F• E•••••• • C••••••• I••••••••• | Feb 8, 2024 | Apr 19, 2024 | 71 | Firm change | RIA to ibd |
| U••• B•••••• I••••••••• I••• | L••••••• A••••••• | Aug 21, 2019 | Feb 11, 2020 |
| L••••••• A••••••• | Independent wealth | Feb 11, 2020 | Feb 8, 2024 | no | Overland Park, KS|OVERLAND PARK, KS | Previous registration |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Oct 31, 2018 | Aug 21, 2019 | no | Prairie Village, KS | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Oct 17, 2017 | Apr 3, 2018 | no | LEAWOOD, KS | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 22, 2014 | Mar 20, 2017 | no | OVERLAND PARK, KS | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 22, 2014 | Mar 20, 2017 | no | Overland Park, KS | Previous registration |
| 174 |
| Firm change |
| Ibd to RIA |
| R•• C•••••• M••••••• L•• | U••• B•••••• I••••••••• I••• | Apr 3, 2018 | Oct 31, 2018 | 211 | Firm change | Ibd to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Mar 20, 2017 | May 22, 2014 | -1,033 | Firm change after gap | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Mar 20, 2017 | May 22, 2014 | -1,033 | CHA•••L_CHANGE | Other |