DFX Intelligence

H••• H•••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••• H•••• A•••• M••••••••• L••

CRD 160173

BRAINTREE, MA

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Search this name across graphsid dfx:ria:9826e271-6dcc-f01c-c5e8-2a2d273c1a1f

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 6
On other graphs: 0
Observed: Feb 6, 2012 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• H•••• O••••••• L•••	Hedge Fund	$1.1B	Mar 28, 2024	110	Feb 6, 2012	reported	021-94726
H••• H•••• E• L•	Hedge Fund	$436M	Mar 14, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• C•••••• L••	Member	E	yes	06/2021	Mar 30, 2022	Mar 28, 2024
A•• H••• H••••••• L••	LIMITED PARTNER	C	yes	06/2021	Mar 30, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••• H•••• C•••••• L•	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.6B	-14.9%	$2.3B	-2.0%	21	20	1	1

Relationships

Advises (13)

→ H••• H•••• L•Private fundHedge Fund, IA
Feb 6, 2012 to presentfactForm ADV
→ H••• H•••• I• L•Private fundHedge Fund, IA
Mar 26, 2019 to presentfactForm ADV
→ H••• H•••• O••••••• L•••Private fundHedge Fund, IA
Feb 6, 2012 to presentfactForm ADV
→ H••• C••••• O••••• L•Private fund

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
H••• H•••• A•••• M••••••••• L•• reported RAUM $2.6B, up 37% from $1.9B (2024-03-28 to 2025-03-31)
Form ADVobserved 7 days ago
$686M
Occurred
Mar 31, 2023
Regulatory AUM changed
H••• H•••• A•••• M••••••••• L•• reported RAUM $2.3B, up 49% from $1.6B (2023-03-14 to 2023-03-31)
Form ADVobserved 7 days ago
$765M
Occurred
Mar 30, 2022
Regulatory AUM changed
H••• H•••• A•••• M••••••••• L•• reported RAUM $1.6B, up 54% from $1.0B (2021-11-18 to 2022-03-30)
Form ADVobserved 7 days ago
$545M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9826e271-6dcc-f01c-c5e8-2a2d273c1a1f
First observed: Feb 6, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.