DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••• H•••• A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 6, 2012 · 21 filings
SEC status approved since Feb 22, 2012
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.2B as of Mar 31, 2026
Mar 27, 2013$392M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20130 then
Employees (5.A)21 as of Mar 31, 2026
Mar 27, 20134 then
Private funds4 as of Mar 31, 2026
Mar 27, 20135 then
RAUM -15% over the last fiscal year-2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $312MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.2B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••• H•••• O••••••• L••• | Hedge Fund | $1.1B | 110 | Feb 6, 2012 |
| H••• H•••• E• L• | Hedge Fund | $436M | 5 | Mar 30, 2022 |
| H••• H•••• I• L• | Hedge Fund | $351M | 89 | Mar 26, 2019 |
| H••• C••••• O••••• L••• | Hedge Fund | $297M | 21 | Apr 17, 2020 |
| H••• H•••• L• | Hedge Fund | $244M | 85 | Feb 6, 2012 |
| H••• C••••• O••••• L• | Hedge Fund | $122M | 75 | Mar 26, 2019 |
| H••• H•••• Q• L• | Hedge Fund | $49.9M | 21 | Mar 30, 2015 |
| H••• M•• L• | Hedge Fund | $40.2M | 27 | Feb 6, 2012 |
| H••• M•• A•••••••• L•no longer reported | Hedge Fund | $33.1M | 7 | Mar 21, 2014 |
| H••• M•• C••••••• L•••no longer reported | Hedge Fund | $18.5M | 29 | Feb 6, 2012 |
| H••• M•• A•••••••• C••••••• L•••no longer reported | Hedge Fund | $5.3M | 1 | Dec 7, 2018 |
| H••• B••• H•••• L••no longer reported | Hedge Fund | $2.4M | 2 | Mar 27, 2013 |
| H••• E••••• L••• | Hedge Fund | $4,689 | 4 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- J•••••• J••••• M••••• · Foundercontrolsince 10/2003 · owns less than 5%
- N••••••• R•••••• M•••••• · Managing Membercontrolsince 06/2021 · owns less than 5%
- R••••• H•••••• B•••• · Chief Operating Officer, Chief Financial Officer, Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
- N••••••• R•••••• M•••••• · Membercontrolsince 06/2021 · owns 75% or more of H••• H•••• A•••• M••••••••• G• L••
- N••••••• R•••••• M•••••• · Managercontrolsince 06/2021 · owns F of A•• C•••••• L••
- N••••••• R•••••• M•••••• · Managercontrolsince 06/2021 · owns 75% or more of N• H••• H••••••• L••
- J•••••• J••••• M••••• · Trusteesince 12/2018 · owns F of J•••• M• J••••• F••••• T••••
- M••••••• S•••••• L•• · Trusteesince 12/2018 · owns F of J•••• M• J••••• D•••••• T••••
Entity owners
- H••• H•••• A•••• M••••••••• L• · General Partnerdirect · owns 75% or more
- A•• C•••••• L•• · Memberindirect · owns 75% or more of A•• H••• H••••••• L••
- A•• H••• H••••••• L•• · Limited Partnerindirect · owns 25% to 50% of H••• H•••• A•••• M••••••••• L•
- H••• H•••• A•••• M••••••••• G• L•• · General Partnerindirect · owns F of H••• H•••• A•••• M••••••••• L•
- N• H••• H••••••• L•• · Limited Partnerindirect · owns 25% to 50% of H••• H•••• A•••• M••••••••• L•
- T•• N•••••• L•••• 2••• D••••••• T•••• · Memberindirect · owns 75% or more of A•• C•••••• L••
- J•••• M• J••••• D•••••• T•••• · Limited Partnerindirect · owns F of H••• H•••• A•••• M••••••••• L•
- J•••• M• J••••• F••••• T•••• · Limited Partnerindirect · owns F of H••• H•••• A•••• M••••••••• L•
- J• M••••• T•••• C•••••• O• D••••••• · Trusteeindirect · owns F of T•• N•••••• L•••• 2••• D••••••• T••••
Related persons
Schedule D 7.A
- H••• H•••• C•••••• L•bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Assets in custody · $2.6B to $2.2BMar 31, 2025 to Mar 31, 2026
- Employees · 20 to 21Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.6B to $2.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.2B to $1.8BMar 31, 2025 to Mar 31, 2026
- RAUM · $2.6B to $2.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 5 to 7Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.9B to $2.6BMar 28, 2024 to Mar 31, 2025
- Employees · 18 to 20Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 31, 2025
- HQ city · QUINCY to BRAINTREEMar 28, 2024 to Mar 31, 2025
- Private funds · 3 to 4Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.9B to $2.6BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $2.2BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.9B to $2.6BMar 28, 2024 to Mar 31, 2025
- Accounts · 4 to 5Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 10 to 13Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $2.3B to $1.9BMar 31, 2023 to Mar 28, 2024
- Employees · 15 to 18Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $1.9BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.3B to $1.7BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.3B to $1.9BMar 31, 2023 to Mar 28, 2024
- Accounts · 9 to 4Mar 14, 2023 to Mar 31, 2023
- Advisory employees · 11 to 10Mar 14, 2023 to Mar 31, 2023
- Pooled vehicle clients · 9 to 3Mar 14, 2023 to Mar 31, 2023
- Assets in custody · $1.6B to $2.3BMar 14, 2023 to Mar 31, 2023
- Employees · 14 to 15Mar 14, 2023 to Mar 31, 2023
- Private funds · 9 to 3Mar 14, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.6B to $2.3BMar 14, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.6B to $2.3BMar 14, 2023 to Mar 31, 2023
- RAUM · $1.6B to $2.3BMar 14, 2023 to Mar 31, 2023
- Accounts · 7 to 9Nov 18, 2021 to Mar 30, 2022
- Pooled vehicle clients · 7 to 9Nov 18, 2021 to Mar 30, 2022
- Assets in custody · $1.0B to $1.6BNov 18, 2021 to Mar 30, 2022
- Other offices · 0 to 1Nov 18, 2021 to Mar 30, 2022
- Private funds · 7 to 9Nov 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.0B to $1.6BNov 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.0B to $1.6BNov 18, 2021 to Mar 30, 2022
- RAUM · $1.0B to $1.6BNov 18, 2021 to Mar 30, 2022
- Advisory employees · 10 to 11Jun 18, 2021 to Nov 18, 2021
Signals
6 dated events
- H••• H•••• A•••• M••••••••• L•• reported RAUM $2.6B, up 37% from $1.9B (2024-03-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- H••• H•••• A•••• M••••••••• L•• reported RAUM $2.3B, up 49% from $1.6B (2023-03-14 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- H••• H•••• A•••• M••••••••• L•• reported RAUM $1.6B, up 54% from $1.0B (2021-11-18 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Bruce Howard Rubin (Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer) appeared on Schedule A of H••• H•••• A•••• M••••••••• L••Nov 18, 2021 · Control person joined · fact
- M•••••• R••••• N•••••• (President) appeared on Schedule A of H••• H•••• A•••• M••••••••• L••Jun 18, 2021 · Control person joined · fact
- H••• H•••• A•••• M••••••••• L•• reported RAUM $963.1M, up 27% from $761.3M (2017-03-27 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••H••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-431-4360reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026