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L••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L••• L•••••

Advisor at C••••••••• W•••••• L••

OVERLAND PARK, KS | San Mateo, CA

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Search this name across graphsid dfx:ria:9829840d-2c18-6989-e095-422305d566bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Dec 11, 2017	n/a	yes	OVERLAND PARK, KS\|San Mateo, CA	Current employment
C••••••••• S••••••••• L••	Bd affiliated wealth	Jul 22, 2016	Dec 15, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	C••••••••• W•••••• L••	Dec 15, 2017	Dec 11, 2017	-4	Firm change	Other
L•• F•••••••• L••	C••••••••• S••••••••• L••	Nov 15, 2007

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Dec 11, 2017 to presentfactForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 22, 2016 to Dec 15, 2017factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2006 to Nov 15, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9829840d-2c18-6989-e095-422305d566bb
First observed: Jul 18, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.