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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Stephanie Lynn LeDuc

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

WORLAND, WY | Cody, WY

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Search this name across graphsid dfx:ria:98299d6a-fe4a-5af8-45ac-32645fd6b8ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 4, 2025
First registration: Jan 22, 2008
Dual registered: yes, broker-dealer
Other names: STEPHANIE CARLISLE|STEPHANIE LEDUC
IAPD individual key: 4337141

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 6, 2025	n/a	yes	Cody, WY\|WORLAND, WY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 6, 2017	Jan 6, 2023	no	Crookston, MN\|Grand Forks, ND\|Grand Forks, ND\|Bemidji, MN	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jul 10, 2012	Oct 6, 2017	no	CROOKSTON, MN\|GRAND FORKS, ND\|GRAND FORKS, ND	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 17, 2009	Jun 5, 2012	no	CROOKSTON, MN	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 17, 2009	Aug 7, 2009	no	MINOT, ND	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 22, 2008	Feb 2, 2009	no	MINOT, ND	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 6, 2023	Aug 6, 2025	943	Firm change after gap	Ibd to ibd
INVESTMENT CENTERS OF AMERICA, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 6, 2017	Oct 6, 2017	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	INVESTMENT CENTERS OF AMERICA, INC.	Jun 5, 2012	Jul 10, 2012	35	Firm change	Other
INVEST FINANCIAL CORPORATION	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 7, 2009	Aug 17, 2009	10	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	INVEST FINANCIAL CORPORATION	Feb 2, 2009	Feb 17, 2009	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16443:8032:ND:2017-10-05	Oct 6, 2017	Oct 6, 2017	GRAND FORKS, ND	Firm change

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 6, 2017 to Jan 6, 2023factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jul 10, 2012 to Oct 6, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 17, 2009 to Jun 5, 2012factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 17, 2009 to Aug 7, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 22, 2008 to Feb 2, 2009factForm ADV

Dated events

Occurred
Jan 6, 2023
Advisor changed firm
Stephanie Lynn Leduc left Commonwealth Financial Network for Ameriprise Financial Services, Llc (registered 2025-08-06)
Form ADVobserved 6 days ago