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Advisor at FOCUS PARTNERS WEALTH, LLC
Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jun 17, 2024 | n/a | yes | Scottsdale, AZ | Current employment |
| INTEROCEAN CAPITAL | Former SEC adviser | Jul 25, 2022 | Jul 30, 2024 | no | NASHVILLE, TN|Scottsdale, AZ|Scottsdale, AZ | Previous registration |
| HENRY + HORNE WEALTH MANAGEMENT | Former SEC adviser | Aug 19, 2019 | Jun 29, 2022 | no | SCOTTSDALE, AZ|Scottsdale, AZ | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Feb 28, 2019 | May 21, 2019 | no | SCOTTSDALE, AZ | Previous registration |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Bd affiliated wealth | Jul 8, 2016 | Jan 17, 2019 | no | Tempe, AZ|MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEROCEAN CAPITAL | FOCUS PARTNERS WEALTH, LLC | Jul 30, 2024 | Jun 17, 2024 | -43 | Firm change after gap | RIA to RIA |
| HENRY + HORNE WEALTH MANAGEMENT | INTEROCEAN CAPITAL | Jun 29, 2022 | Jul 25, 2022 | 26 | Firm change | RIA to RIA |
| INDEPENDENT FINANCIAL GROUP, LLC | HENRY + HORNE WEALTH MANAGEMENT | May 21, 2019 | Aug 19, 2019 | 90 | Firm change | RIA to RIA |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | INDEPENDENT FINANCIAL GROUP, LLC | Jan 17, 2019 | Feb 28, 2019 | 42 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 310369:159289:AZ:2024-07-30 | Jul 30, 2024 | Jun 17, 2024 | SCOTTSDALE, AZ | Firm change after gap |
| 289248:310369:AZ:2022-06-29 | Jun 29, 2022 | Jul 25, 2022 | SCOTTSDALE, AZ | Firm change |
| 7717:289248:AZ:2019-05-21 | May 21, 2019 | Aug 19, 2019 | SCOTTSDALE, AZ | Firm change |