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Advisor at BEACON POINTE ADVISORS, LLC
Dallas, TX | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEACON POINTE ADVISORS, LLC | Independent wealth | Mar 13, 2026 | n/a | yes | NEWPORT BEACH, CA|Dallas, TX | Current employment |
| MGB WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 6, 2020 | Mar 30, 2026 | no | ADDISON, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 11, 2007 | Apr 15, 2020 | no | DALLAS, TX | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Aug 8, 2000 | Apr 19, 2007 | no | PLANO, TX|Frisco, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MGB WEALTH MANAGEMENT, LLC | BEACON POINTE ADVISORS, LLC | Mar 30, 2026 | Mar 13, 2026 | -17 | Firm change | RIA to RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | MGB WEALTH MANAGEMENT, LLC | Apr 15, 2020 | Apr 6, 2020 | -9 | Firm change | Ibd to new firm |
| RBC CAPITAL MARKETS, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Apr 19, 2007 | Apr 11, 2007 | -8 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 307995:119290:TX:2026-03-30 | Mar 30, 2026 | Mar 13, 2026 | ADDISON, TX | Firm change |