RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G••• B•••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Mar 13, 2026 · Newport Beach, Ca
- M•• W••••• M••••••••• L•• formerApr 6, 2020 to Mar 30, 2026 · Addison, Tx
- R•••••• J•••• • A••••••••• I••• national BDApr 11, 2007 to Apr 15, 2020 · Dallas, Tx
- R•• C•••••• M••••••• L•• national BDAug 8, 2000 to Apr 19, 2007 · Plano, Tx
- M•• W••••• M••••••••• L•• to B••••• P••••• A•••••••• L••left Mar 30, 2026, registered Mar 13, 2026 (-17 days) · RIA to RIA · moved with a team
- R•••••• J•••• • A••••••••• I••• to M•• W••••• M••••••••• L••left Apr 15, 2020, registered Apr 6, 2020 (-9 days) · Affiliated broker-dealer or bank to a newly registered adviser
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 19, 2007, registered Apr 11, 2007 (-8 days) · Affiliated broker-dealer or bank to another
- M•••••• G••• B••••• left M•• W••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2026-03-13)Mar 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address