DFX Intelligence

E••• C•••••••• N•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E••• C•••••••• N•••

Advisor at T•• I••••••••• M••••••••• C•••••• L••

LOS ANGELES, CA | New York, NY

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Search this name across graphsid dfx:ria:983cc873-0486-be8f-4364-19da925c45cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••• M••••••••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••• M••••••••• C•••••• L••	Asset manager	Jun 20, 2025	n/a	yes	LOS ANGELES, CA\|New York, NY	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Sep 23, 2019	May 29, 2025	no	NEW YORK, NY\|WESTPORT, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	T•• I••••••••• M••••••••• C•••••• L••	May 29, 2025	Jun 20, 2025	22	Firm change	Other

Relationships

Registered with (2)

→ T•• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Sep 23, 2019 to May 29, 2025factForm ADV

Dated events

Occurred
May 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:983cc873-0486-be8f-4364-19da925c45cf
First observed: Sep 23, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.