DFX Intelligence

M•• C•••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•• C•••••• P••••••• L•

CRD 314020

MIAMI, FL

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Search this name across graphsid dfx:ria:983f6456-f022-7c20-0a7f-9006f8a07c9b

Data as of Aug 21, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 1
Observed: May 27, 2021 to Aug 21, 2024
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•• C•••••• P••••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $265M••• Locked
Discretionary RAUM: $265M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•• C•••••• P••••••• O••••••• F••• I• L•	Private Equity Fund	$152M	Aug 21, 2024	3	May 27, 2021	reported	021-371815
M•• C•••••• P••••••• F••• I• L•	Private Equity Fund	$113M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• C•••••• M•••••• N••	MANAGING MEMBER	C	yes	05/2020	May 27, 2021	Aug 21, 2024
H•••• C•••••• M•••••• N••	CHIEF COMPLIANCE OFFICER / FOUNDER / LIMITED PARTNER	C	yes	03/2020	May 27, 2021	Aug 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•• C•••••• I• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$265M	$276M	-4.0%	n/a	n/a	10	10	0	0

Relationships

Advises (2)

→ M•• C•••••• P••••••• O••••••• F••• I• L•Private fundPrivate Equity Fund, IA
May 27, 2021 to presentfactForm ADV
→ M•• C•••••• P••••••• F••• I• L•Private fundPrivate Equity Fund, IA
May 27, 2021 to presentfactForm ADV

Controls (3)

← H•••• C•••••• M•••••• N••OwnerMANAGING MEMBER, ownership code C, individual
May 27, 2021 to presentfactForm ADV
← K••••• M••••••• D••••

Dated events

Occurred
Aug 19, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 24, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 5, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 17, 2022
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:983f6456-f022-7c20-0a7f-9006f8a07c9b
First observed: May 27, 2021
Last observed: Aug 21, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.