DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•• C•••••• P••••••• L•

Former SEC-registered adviserMiami, FloridaCRD 314020SEC 801-121614IAPD
Latest filing Aug 21, 2024
First filing on the tape May 27, 2021 · 9 filings
RAUM
$265M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$265M gross assets
History
9 filings and snapshots on the tape
RAUM$265M as of Mar 28, 2024
Mar 17, 2022$276M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 17, 20220 then
Employees (5.A)10 as of Mar 28, 2024
Mar 17, 20229 then
Private funds2 as of Mar 28, 2024
Mar 17, 20222 then
RAUM -4.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 21, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$133MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$276M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$265M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$276M for 2 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• C•••••• P••••••• O••••••• F••• I• L•Private Equity Fund$152M3May 27, 2021
      M•• C•••••• P••••••• F••• I• L•Private Equity Fund$113M7May 27, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• C•••••• M•••••• N•• · Chief Compliance Officer / Founder / Limited Partnercontrol
        since 03/2020 · owns 25% to 50%
      • K••••• M••••••• D•••• · Partner / Limited Partnercontrol
        since 03/2020 · owns 25% to 50%
      • H•••• C•••••• M•••••• N•• · Managing Membercontrol
        since 05/2020 · owns 25% to 50% of M•• C•••••• P••••••• G•• L••
      • K••••• M••••••• D•••• · Managing Membercontrol
        since 05/2020 · owns 25% to 50% of M•• C•••••• P••••••• G•• L••
      Entity owners
      • M•• C•••••• P••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•• C•••••• I• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 6
        Jan 24, 2024 to Mar 28, 2024
      • Discretionary RAUM · $276M to $265M
        Jan 24, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $276M to $265M
        Jan 24, 2024 to Mar 28, 2024
      • RAUM · $276M to $265M
        Jan 24, 2024 to Mar 28, 2024
      • Succession · true to false
        Jan 24, 2024 to Mar 28, 2024
      • Succession · false to true
        Mar 31, 2023 to Jan 24, 2024
      • Advisory employees · 7 to 9
        Oct 5, 2022 to Mar 31, 2023
      • Employees · 9 to 10
        Oct 5, 2022 to Mar 31, 2023
      • Assets in custody · $149M to $276M
        May 27, 2021 to Mar 17, 2022
      • Discretionary RAUM · $149M to $276M
        May 27, 2021 to Mar 17, 2022
      • Pooled vehicle RAUM · $149M to $276M
        May 27, 2021 to Mar 17, 2022
      • RAUM · $149M to $276M
        May 27, 2021 to Mar 17, 2022
      Signals
      5 dated events
      • A•••••• R••••••••• (Chief Compliance Officer / Founder / Limited Partner) no longer on Schedule A of M•• C•••••• P••••••• L• (listed 2024-03-28, absent 2024-08-19)
        Aug 19, 2024 · Control person left · inference
      • M•• C•••••• P••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 24, 2024 · Succession (Item 4) · fact
      • A••• K•••••• (Chief Compliance Officer / Controller) no longer on Schedule A of M•• C•••••• P••••••• L• (listed 2022-07-28, absent 2022-10-05)
        Oct 5, 2022 · Control person left · inference
      • M•• C•••••• P••••••• L• reported RAUM $276.0M, up 85% from $149.0M (2021-05-27 to 2022-03-17)
        Mar 17, 2022 · RAUM change · derived
      • M•• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)
        May 27, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026