DFX Intelligence

R•••••• H••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner18 years in industry

R•••••• H••••••• O•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Kennesaw, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98412951-ab83-0091-c887-3e0eefba5c72

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	May 19, 2023	n/a	yes	Kennesaw, GA\|OVERLAND PARK, KS	Current employment
A••••••• F••••••••• L•••	Bd affiliated wealth	Jan 7, 2020	Apr 21, 2023	no	SACRAMENTO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F••••••••• L•••	C••••••• P•••••••	Apr 21, 2023	May 19, 2023	28	Firm change	Ibd to RIA
R••	A••••••• F••••••••• L•••	Jan 7, 2020	Jan 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
111167:105348:CA:2023-04-21	Apr 21, 2023	May 19, 2023	SACRAMENTO, CA	Firm change
110115:108203:GA:2016-11-14	Nov 14, 2016	Jul 6, 2016	WOODSTOCK, GA	Firm change after gap

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
May 19, 2023 to presentfactForm ADV
→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
Jan 7, 2020 to Apr 21, 2023factForm ADV
→ R••Registered adviserregistration: previous registration
Jul 6, 2016 to Jan 7, 2020factForm ADV
→ A•••••• F•••••••• S•••••••• L••

Dated events

Occurred
Apr 21, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98412951-ab83-0091-c887-3e0eefba5c72
First observed: Apr 4, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.