DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Joseph B Scharfbillig

Advisor at CETERA INVESTMENT ADVISERS LLC

ST CLOUD, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:984f3d31-d87a-5e0c-22ff-f6493d4b2a8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 16, 2004
First registration: Jun 15, 2010
Dual registered: yes, broker-dealer
Other names: JOSEPH BENJAMIN SCHARFBILLIY|JOE SCHARFBILLIG|Joseph Benjamin Scharfbillig
IAPD individual key: 4559017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 30, 2025	n/a	yes	ST CLOUD, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 21, 2021	Jul 3, 2025	no	SAN DIEGO, CA\|ST. CLOUD, MN\|FORT MILL, SC\|ST CLOUD, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 29, 2014	Jan 22, 2021	no	ST CLOUD, MN	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jun 15, 2010	Jan 31, 2014	no	ST CLOUD, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Jul 3, 2025	Oct 30, 2025	119	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Jan 22, 2021	Jan 21, 2021	-1	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 31, 2014	Jan 29, 2014	-2	Bulk transfer	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 29, 2014 to Jan 22, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 21, 2021 to Jul 3, 2025factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 15, 2010 to Jan 31, 2014factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
Joseph B Scharfbillig left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2025-10-30)
Form ADVobserved 6 days ago