DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | AKRON, OH | Current employment |
| F•••••••• M••••••••• S••••••••• I••• | Independent wealth | Jan 10, 2017 | n/a | yes | Akron, OH|BROADVIEW HTS., OH | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | F•••••••• M••••••••• S••••••••• I••• | Jan 13, 2017 | Jan 10, 2017 | -3 | Firm change | Other |
| M••••• S•••••• | A••••••••• F•••••••• S•••••••• L•• | Sep 7, 2011 | Nov 30, 2011 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 30, 2013 | Jan 13, 2017 | no | MINNEAPOLIS, MN|INDEPENDENCE, OH|Fairlawn, OH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 30, 2011 | Jan 2, 2013 | no | HUDSON, OH | Previous registration |
| M••••• S•••••• | Wirehouse | Nov 3, 2010 | Sep 7, 2011 | no | Akron, OH | Previous registration |
| 84 |
| Firm change |
| Wirehouse to ibd |