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A••• WEALTH MANAGEMENT LLC, CRD 319618
SPRINGBORO, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-09-01 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••• S•••••••• | n/a | Powell, OH | SPRINGBORO, OH | 2 | 12 | 2 | no |
| J•••• S••• R••• | n/a | SPRINGBORO, OH | 1 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| P•••• L•••• | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | E | yes | 03/2022 | Mar 22, 2022 | Nov 20, 2024 |
| C••••••• G•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 02/2023 | Mar 1, 2023 | Nov 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A••• I•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| J•••••••• F•••••• L•• | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Columbus | Oh | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 13, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 100.0% | 0 | 2 | 0 | 1 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $127M | $119M | 6.7% | $113M | 4.1% | 3 | 2 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| F••••• C•••••• A•••••••• L•• | 2 | Sep 1, 2026 | Sep 1, 2026 | SPRINGBORO, OH | Team lift out | RIA to RIA | 50.0% |
| no |
| $127M |
| $119M |
| 3 |
| 2 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 20, 2025 | $119M | $119M | 2 | 1 | 1 | n/a | n/a |
| 2023 | Mar 25, 2024 | $129M | $129M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Mar 1, 2023 | $113M | $113M | 2 | 2 | 0 | n/a | n/a |