DFX Intelligence

P•••••• E••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

P•••••• E••••• C•••

Advisor at M•••• W••••• M••••••••• I•••

MANHATTAN BEACH, CA

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Search this name across graphsid dfx:ria:986299e8-af99-8d66-1a41-fd5ba0322503

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• M••••••••• I•••	State registered	Jan 1, 2026	n/a	yes	MANHATTAN BEACH, CA	Current employment
G••••• S••••••••• I•••	Former SEC adviser	Jul 23, 2007	Dec 9, 2009	no	ANAHEIM HILLS, CA\|MANHATTAN BEACH, CA\|SAN DIEGO, CA\|Torrance, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• S••••••••• I•••	M•••• W••••• M••••••••• I•••	Dec 9, 2009	Jan 1, 2026	5,867	Firm change after gap	Other
C•••••••• I••••••••• R••••••• A•••••••• I•••	G••••• S••••••••• I•••	Aug 17, 2007	Jul 23, 2007

Relationships

Registered with (4)

→ M•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2007 to Dec 9, 2009factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2005 to Aug 17, 2007factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:986299e8-af99-8d66-1a41-fd5ba0322503
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.