RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• E••••• C•••
- M•••• W••••• M••••••••• I••• state registered currentsince Jan 1, 2026 · Manhattan Beach, Ca
- G••••• S••••••••• I••• formerJul 23, 2007 to Dec 9, 2009 · Anaheim Hills, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 10, 2005 to Aug 17, 2007 · Torrence, Ca
- C••••• A•••••• N••••••• L•• formerJul 8, 1997 to Jun 17, 2005 · Torrance, Ca
- G••••• S••••••••• I••• to M•••• W••••• M••••••••• I•••left Dec 9, 2009, registered Jan 1, 2026 (5867 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to G••••• S••••••••• I•••left Aug 17, 2007, registered Jul 23, 2007 (-25 days) · Other
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 17, 2005, registered Jun 10, 2005 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address