DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HARDING FINANCIAL GROUP
WESTERVILLE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARDING FINANCIAL GROUP | Independent wealth | Aug 16, 2005 | n/a | yes | WESTERVILLE, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 2, 2002 | Aug 9, 2005 | no | DUBLIN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HARDING FINANCIAL GROUP | Aug 9, 2005 | Aug 16, 2005 | 7 | Firm change | Wirehouse to RIA |