DFX Intelligence

M••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

M••• L••••••

Advisor at L•• F•••••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:986580c6-70cc-3ed3-4b47-d21192d6202d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 22, 2026	n/a	yes	DALLAS, TX	Current employment
E•••• S••••••••• L••	Bd affiliated wealth	Jul 20, 2023	Jun 29, 2026	no	DALLAS, TX\|Dallas, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• S••••••••• L••	L•• F•••••••• L••	Jun 29, 2026	Jun 22, 2026	-7	Firm change	Ibd to ibd
S••••••• S••••••••• L•••••	E•••• S••••••••• L••	Jul 11, 2023	Jul 20, 2023

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 20, 2023 to Jun 29, 2026factForm ADV
→ S••••••• S••••••••• L•••••Registered adviserregistration: previous registration
May 12, 2020 to Jul 11, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Jun 29, 2026
Advisor changed firm
M••• L•••••• left E•••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-06-22)
Form ADVobserved 7 days ago
Occurred
Jul 11, 2023
Advisor changed firm
M••• L•••••• left S••••••• S••••••••• L••••• for E•••• S••••••••• L•• (registered 2023-07-20)
Form ADVobserved 7 days ago
Occurred
Jul 10, 2023
Advisor changed firm
M••• L•••••• left M•• I•••••••• S•••••••• L•• for S••••••• S••••••••• L••••• (registered 2020-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:986580c6-70cc-3ed3-4b47-d21192d6202d
First observed: Sep 12, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.