DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matt Lemmond
Certified Financial Planner
Feed of 09/14/2026
Also filed as Matthew Lemmond
At current firm
0 y
since Jun 22, 2026
In the industry
17 y
since Dec 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 22, 2026 · Dallas, Tx
- Eagle Strategies LLC BD affiliatedJul 20, 2023 to Jun 29, 2026 · Dallas, Tx
- Spectrum Strategies, L.L.C. state registeredMay 12, 2020 to Jul 11, 2023 · Dallas, Tx
- MML Investors Services, LLC BD affiliatedSep 12, 2012 to Jul 10, 2023 · Addison, Tx
Moves
a registration end followed by a registration begin elsewhere
- Eagle Strategies LLC to LPL Financial LLCleft Jun 29, 2026, registered Jun 22, 2026 (-7 days) · Affiliated broker-dealer or bank to another
- Spectrum Strategies, L.L.C. to Eagle Strategies LLCleft Jul 11, 2023, registered Jul 20, 2023 (9 days) · Other
- MML Investors Services, LLC to Spectrum Strategies, L.L.C.left Jul 10, 2023, registered May 12, 2020 (-1154 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- Matt Lemmond left Eagle Strategies Llc for Lpl Financial Llc (registered 2026-06-22)Jun 29, 2026 · Advisor changed firm · fact
- Matt Lemmond left Spectrum Strategies, L.L.C. for Eagle Strategies Llc (registered 2023-07-20)Jul 11, 2023 · Advisor changed firm · fact
- Matt Lemmond left Mml Investors Services, Llc for Spectrum Strategies, L.L.C. (registered 2020-05-12)Jul 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address