D•••••••• C•••••• M••••••••• L••

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$3.5B••• Locked

Discretionary RAUM

$3.4B

Private client RAUM

$2.9Bderived••• Locked

Private client share

84%derivedprivate client RAUM over total RAUM

Advisors on IAPD

46

RAUM per advisor

$75.3Mderived

• Occurred

  Jul 24, 2026
  Firm absorbed

  I•• A•••••••• L••'s advisors moved to D•••••••• C•••••• M••••••••• L•• (Columbus, IN): 3 of 3 registered, on the same day

  Form ADVobserved 7 days ago
  3 advisors
• Occurred

  Mar 4, 2026
  Advisor changed firm

  Matthew William Gladbach left D•••••••• C•••••• M••••••••• L•• for Advisory Services Network (registered 2026-01-20)

  Form ADVobserved 7 days ago
• Occurred

  Jun 11, 2024
  Advisor changed firm

  Joel Niese left D•••••••• C•••••• M••••••••• L•• for Fifth Third Securities, Inc. (registered 2024-07-11)

  Form ADVobserved 7 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9870792a-5e47-9d13-315c-8e032034cdfe

First observed

Mar 27, 2012

Last observed

Aug 10, 2026 43 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.