DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Donaldson Capital Management LLC
Latest filing Aug 10, 2026
First filing on the tape Mar 27, 2012 · 51 filings
SEC status approved since Feb 10, 1995
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$2.9B individuals and HNW
Advisors
46
registered through the firm on IAPD
RAUM per advisor
$75.3M
derived; firm RAUM over IAPD count
Employees
68
36 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$3.5B as of Aug 10, 2026
Mar 27, 2012$559M then
HNW client RAUM$2.5B as of Aug 10, 2026
Mar 30, 2018$1.2B then
State-registered IARs (5.B.3)44 as of Aug 10, 2026
Mar 21, 20130 then
Employees (5.A)68 as of Aug 10, 2026
Mar 21, 201318 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 41 to 44
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $75.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 11.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, publications, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $3.5BreportedItem 5.I
- Custody
- $2.0B, 1,125 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.5B72%
- Individuals$415M12%
- Charitable organizations$272M7.8%
- Pension and profit-sharing plans$124M3.6%
- Banks and thrifts$78.3M2.3%
- Corporations and businesses$42.2M1.2%
- Insurance companies$24.1M0.7%
- State and municipal entities$614,7660.0%
- Individual clients
- 1,025reported
- HNW clients
- 711reported
- Pension plan clients
- 30reported
- Charitable clients
- 47reported
- Accounts
- 1,848reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.0B for 1,125 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
46 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory C Donaldson | Evansville, In | Feb 3, 1999 | 31 y | 0 |
| Matthew Kyle MarkleCertified Financial Planner | Evansville, In | Jun 1, 2010 | 17 y | 0 |
| Brandon Richard RoopCertified Financial Planner | Evansville, In | Mar 29, 2011 | 15 y | 0 |
| Joseph Paul Zabratanski | Evansville, In | Feb 24, 2012 | 23 y | 0 |
| John Kessler Keach | Evansville, In | Nov 8, 2013 | 14 y | 0 |
| Blake T AlsmanCertified Financial Planner | Evansville, In | Jan 28, 2014 | 13 y | 0 |
| Ronald Jay PatbergCertified Financial Planner | Columbus, In | Mar 12, 2014 | 27 y | 2 |
| Nathanial T WinklepleckChartered Financial Analyst | Avon, In | Dec 5, 2014 | 13 y | 0 |
| Jason M Hall | Evansville, In | Dec 8, 2014 | 17 y | 2 |
| Stephen Hardin Obenchain | Evansville, In | Dec 8, 2014 | 17 y | 1 |
| Matthew R Bernhardt | Evansville, In | May 22, 2015 | 13 y | 1 |
| Beth Ann Dietsch | Evansville, In | Oct 20, 2015 | 25 y | 0 |
| Zachary Stephan Chavira | Evansville, In | Oct 17, 2017 | 11 y | 1 |
| Sarah S MooreCertified Financial Planner | Evansville, In | Aug 11, 2018 | 17 y | 2 |
| Alexander W SpainhowardCertified Financial Planner | Evansville, In | May 30, 2019 | 10 y | 1 |
| Kira Nichole Vaal | Evansville, In | Jun 24, 2019 | 12 y | 0 |
| Andrew Wilson Richmond | Evansville, In | Jan 9, 2021 | 11 y | 0 |
| Collin Avery BrinkerCertified Financial Planner | Evansville, In | May 7, 2021 | 18 y | 1 |
| Marcus Jack Bloom | Atlanta, Ga | Oct 5, 2021 | 25 y | 1 |
| Derek Alton Riddle | Evansville, In | Oct 18, 2021 | 15 y | 3 |
| Matthew Stephen Wright | Evansville, In | Nov 22, 2021 | 13 y | 0 |
| Christopher Colby Decker | Evansville, In | Aug 30, 2022 | 9 y | 0 |
| Jordan Michael Whitledge | Evansville, In | Oct 4, 2022 | 12 y | 0 |
| James Martin Coursey | Evansville, In | Oct 17, 2022 | 12 y | 0 |
| Braden Herendeen | Evansville, In | Oct 25, 2022 | 14 y | 0 |
| Leeanne Michelle LollarCertified Financial Planner | Columbus, In | Nov 14, 2022 | 14 y | 3 |
| Alan William Van CleefCertified Financial Planner | Evansville, In | Feb 28, 2023 | 22 y | 1 |
| Bryce Richard Turner | Evansville, In | May 16, 2023 | 13 y | 0 |
| Priscilla Colleen BirtCertified Financial Planner | Evansville, In | Oct 24, 2023 | 10 y | 2 |
| Warren Albert WardCertified Financial Planner | Columbus, In | Mar 25, 2024 | 35 y | 3 |
| Robert Neal Quick | Evansville, In | May 7, 2024 | 17 y | 0 |
| Kyle Alan Dodd | Evansville, In | Jun 3, 2024 | 10 y | 0 |
| Christopher Thomas Corcoran | Atlanta, Ga | Aug 2, 2024 | 36 y | 0 |
| Kevin Douglas CoombsCertified Financial Planner | Mount Pleasant, Sc | Aug 16, 2024 | 16 y | 2 |
| Mollie Irene Caldwell | Knoxville, Tn | Mar 24, 2025 | 11 y | 0 |
| Gray Robert Long | Evansville, In | May 22, 2025 | 11 y | 0 |
| Isaiah Quinn Dunham | Evansville, In | Aug 28, 2025 | 12 y | 0 |
| Bryce David Duncan | Evansville, In | Dec 17, 2025 | 10 y | 0 |
| Matthew Thomas Effinger | Evansville, In | Jan 9, 2026 | 16 y | 2 |
| Kyler Ray Wagner | Evansville, In | Jan 9, 2026 | 11 y | 0 |
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 2.2% of current headcount2 left over 36 months
Left, latest
- Matthew William Gladbach to Advisory Services NetworkMar 4, 2026 · RIA to RIA
- Joel Niese to Fifth Third Securities, Inc.Jun 11, 2024 · RIA to affiliated broker-dealer or bank
- Kimberly Sue Schultz to J.J.B. Hilliard, W.L. Lyons, LLCMar 26, 2018 · Other
Joined, latest
- Jody Allen Littrell from Imc Advisors, LLCJul 8, 2026 · RIA to RIA
- Donald Louis Michael from Imc Advisors, LLCJul 8, 2026 · RIA to RIA
- Suping Pan from Imc Advisors, LLCJul 8, 2026 · RIA to RIA
- Matthew Allen Duncan from Fisher InvestmentsJun 3, 2026 · RIA to RIA
- Matthew Thomas Effinger from LPL Financial LLCJan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kevin Douglas Coombs from Stifel, Nicolaus & Company, IncorporatedAug 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Warren Albert Ward from Wwa Planning & InvestmentsMar 25, 2024 · Other
- Priscilla Colleen Birt from The Mather Group, LLCOct 24, 2023 · RIA to RIA
- Joel Niese from LPL Financial LLCMar 6, 2023 · RIA to RIA
- Alan William Van Cleef from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 28, 2023 · Wirehouse to independent RIA
- Leeanne Michelle Lollar from LPL Financial LLCNov 14, 2022 · RIA to RIA
- Derek Alton Riddle from Td Ameritrade, Inc.Oct 18, 2021 · Other
- Marcus Jack Bloom from Lifestyle Freedom Advisory Group, LLCOct 5, 2021 · RIA to RIA
- Collin Avery Brinker from Valeo Financial Advisors, LLCMay 7, 2021 · RIA to RIA
- Alexander W Spainhoward from Northwestern Mutual Investment Services,LLCMay 30, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Imc Advisors, LLCJul 24, 2026 · Columbus, In · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keith Randall Alsman · Senior Investment Advisorcontrolsince 08/2007 · owns less than 5%
- Jennifer Decker · Director Of Hrcontrolsince 01/2023 · owns less than 5%
- C Gregory Donaldson · Foundercontrolsince 11/1994 · owns 5% to 10%
- M Jason Hall · Senior Investment Advisorcontrolsince 01/2023 · owns less than 5%
- Renee Ciavon Hartman · Coocontrolsince 01/2014 · owns less than 5%
- D Michael Hull · Executive Chairmancontrolsince 01/2000 · owns 25% to 50%
- Kessler John Keach · Senior Investment Advisorcontrolsince 01/2023 · owns less than 5%
- N Jessica Klostermann · Director Of Client Servicescontrolsince 01/2023 · owns less than 5%
- Kyle Matthew Markle · Chief Investment Officer Advisorcontrolsince 12/2008 · owns less than 5%
- R Preston May · Assistant Portfolio Manager & Analystcontrolsince 01/2023 · owns less than 5%
- S Sarah Moore · Presidentcontrolsince 09/2022 · owns less than 5%
- Henry Steven Nichols · Directorcontrolsince 01/2015 · owns less than 5%
- Richard Brandon Roop · Vice President & Senior Investment Advisorcontrolsince 10/2010 · owns less than 5%
- Wayne Richard Roop · Senior Investment Advisorcontrolsince 08/2002 · owns less than 5%
- Nichole Kira Vaal · Lead Investment Advisercontrolsince 01/2024 · owns less than 5%
- Sharon Walker · Directorcontrolsince 09/2021 · owns less than 5%
- T Nathanial Winklepleck · Portfolio Manager & Analystcontrolsince 01/2023 · owns less than 5%
- James Marvin Wright · Senior Investment Advisorcontrolsince 01/2014 · owns less than 5%
- Stephen Matthew Wright · Cfo/Ccocontrolsince 09/2022 · owns less than 5%
- Paul Joseph Zabratanski · Chief Investment Officer Advisorcontrolsince 11/2011 · owns 5% to 10%
- T Blake Alsman · Senior Investment Advisorsince 01/2021 · owns less than 5%
- Avery Collin Brinker · Senior Financial Plannersince 01/2026 · owns less than 5%
- Ann Beth Dietsch · Lead Investment Advisorsince 01/2021 · owns less than 5%
- Marie Katherine Doerksen · Directorsince 01/2025 · owns less than 5%
- E Joyce Donaldson · Ownersince 01/2025 · owns less than 5%
- Daniel Chad Lange · Director Of Wealth Solutionssince 01/2026 · owns less than 5%
- Allen Jody Littrell · Senior Investment Advisorsince 07/2026 · owns less than 5%
- Jay Ronald Patberg · Senior Investment Advisorsince 10/2016 · owns less than 5%
- Drew Runion · Directorsince 01/2025 · owns less than 5%
- Sara Williams · Director Of Communicationssince 01/2026 · owns less than 5%
Entity owners
- The Donaldson Family, LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Evansville, In · principal | 45 | 9 | 1 | ||
| Columbus, In | 6 | 3 | 0 | ||
| Atlanta, Ga | 3 | 0 | 0 | ||
| Knoxville, Tn | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, IN6 employees
- Atlanta, GA5 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,742 to 1,848Apr 28, 2025 to Mar 23, 2026
- Advisory employees · 39 to 36Apr 28, 2025 to Mar 23, 2026
- Charity clients · 44 to 47Apr 28, 2025 to Mar 23, 2026
- Corporate clients · 15 to 18Apr 28, 2025 to Mar 23, 2026
- HNW clients · 635 to 711Apr 28, 2025 to Mar 23, 2026
- Individual clients · 1,011 to 1,025Apr 28, 2025 to Mar 23, 2026
- Assets in custody · $2.5B to $2.0BApr 28, 2025 to Mar 23, 2026
- Employees · 65 to 68Apr 28, 2025 to Mar 23, 2026
- State-registered IARs · 41 to 44Apr 28, 2025 to Mar 23, 2026
- Discretionary RAUM · $3.1B to $3.4BApr 28, 2025 to Mar 23, 2026
- HNW RAUM · $2.2B to $2.5BApr 28, 2025 to Mar 23, 2026
- Individual RAUM · $417M to $415MApr 28, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $0 to $14.7MApr 28, 2025 to Mar 23, 2026
- Pension RAUM · $72.2M to $124MApr 28, 2025 to Mar 23, 2026
- RAUM · $3.1B to $3.5BApr 28, 2025 to Mar 23, 2026
- Accounts · 1,716 to 1,742Mar 14, 2024 to Apr 28, 2025
- Advisory employees · 36 to 39Mar 14, 2024 to Apr 28, 2025
- Charity clients · 45 to 44Mar 14, 2024 to Apr 28, 2025
- Corporate clients · 20 to 15Mar 14, 2024 to Apr 28, 2025
- HNW clients · 604 to 635Mar 14, 2024 to Apr 28, 2025
- Individual clients · 1,014 to 1,011Mar 14, 2024 to Apr 28, 2025
- Pension plan clients · 28 to 30Mar 14, 2024 to Apr 28, 2025
- Assets in custody · $1.6B to $2.5BMar 14, 2024 to Apr 28, 2025
- Employees · 61 to 65Mar 14, 2024 to Apr 28, 2025
- Financial planning clients · 251-500 to 251-500Mar 14, 2024 to Apr 28, 2025
- State-registered IARs · 38 to 41Mar 14, 2024 to Apr 28, 2025
- Discretionary RAUM · $2.7B to $3.1BMar 14, 2024 to Apr 28, 2025
- HNW RAUM · $1.9B to $2.2BMar 14, 2024 to Apr 28, 2025
- Individual RAUM · $359M to $417MMar 14, 2024 to Apr 28, 2025
- Pension RAUM · $96.8M to $72.2MMar 14, 2024 to Apr 28, 2025
- RAUM · $2.7B to $3.1BMar 14, 2024 to Apr 28, 2025
- Accounts · 1,469 to 1,716Jun 12, 2023 to Mar 14, 2024
- Advisory employees · 30 to 36Jun 12, 2023 to Mar 14, 2024
- Charity clients · 43 to 45Jun 12, 2023 to Mar 14, 2024
- Corporate clients · 13 to 20Jun 12, 2023 to Mar 14, 2024
- HNW clients · 545 to 604Jun 12, 2023 to Mar 14, 2024
- Individual clients · 846 to 1,014Jun 12, 2023 to Mar 14, 2024
- Pension plan clients · 22 to 28Jun 12, 2023 to Mar 14, 2024
- Assets in custody · $2.4B to $1.6BJun 12, 2023 to Mar 14, 2024
- Employees · 58 to 61Jun 12, 2023 to Mar 14, 2024
Signals
14 dated events
- Imc Advisors, LLC's advisors moved to Donaldson Capital Management LLC (Columbus, IN): 3 of 3 registered, on the same dayJul 24, 2026 · Firm absorbed (people side) · derived
- Matthew William Gladbach left Donaldson Capital Management Llc for Advisory Services Network (registered 2026-01-20)Mar 4, 2026 · Advisor changed firm · fact
- Joel Niese left Donaldson Capital Management Llc for Fifth Third Securities, Inc. (registered 2024-07-11)Jun 11, 2024 · Advisor changed firm · fact
- Nathan Alan Shovers (Director) no longer on Schedule A of Donaldson Capital Management Llc (listed 2024-03-14, absent 2024-03-14)Mar 14, 2024 · Control person left · inference
- Nichole Kira Vaal (Lead Investment Adviser) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- T Nathanial Winklepleck (Portfolio Manager & Analyst) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- R Preston May (Assistant Portfolio Manager & Analyst) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- N Jessica Klostermann (Director Of Client Services) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- Kessler John Keach (Senior Investment Advisor) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- M Jason Hall (Senior Investment Advisor) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- Jennifer Decker (Director Of Hr) appeared on Schedule A of Donaldson Capital Management LlcMar 14, 2024 · Control person joined · fact
- Sharon Walker (Director) appeared on Schedule A of Donaldson Capital Management LlcDec 20, 2022 · Control person joined · fact
- S Sarah Moore (President) appeared on Schedule A of Donaldson Capital Management LlcDec 20, 2022 · Control person joined · fact
- Stephen Matthew Wright (Cfo) appeared on Schedule A of Donaldson Capital Management LlcDec 20, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dcm@dcmol.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rps@dcmol.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-321-7442reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 812-421-3211reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 812-421-3214reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/DONALDSON-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- DCMOL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 812-421-3211reportedpublic record, Form ADV, Aug 10, 2026
- Team page
- dcmol.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026