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Advisor at LUCKY MAN, LLC
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LUCKY MAN, LLC | State registered | Jul 31, 2015 | n/a | yes | KANSAS CITY, MO | Current employment |
| TRINITY CAPITAL MANAGEMENT, LLC | State registered | Mar 24, 2011 | Feb 26, 2014 | no | OVERLAND PARK, KS | Previous registration |
| LAMCO, LLC | n/a | Jul 7, 2010 | Dec 7, 2010 | no | KANSAS CITY, MO | Previous registration |
| TRINITY CAPITAL MANAGEMENT, LLC | State registered | Aug 1, 2006 | Jul 27, 2010 | no | KANSAS CITY, MO | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Oct 22, 2001 | May 11, 2006 | no | LEAWOOD, KS|LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRINITY CAPITAL MANAGEMENT, LLC | LUCKY MAN, LLC | Feb 26, 2014 | Jul 31, 2015 | 520 | Firm change after gap | Other |
| LAMCO, LLC | TRINITY CAPITAL MANAGEMENT, LLC | Dec 7, 2010 | Mar 24, 2011 | 107 | Firm change | Other |
| TRINITY CAPITAL MANAGEMENT, LLC | LAMCO, LLC | Jul 27, 2010 | Jul 7, 2010 | -20 | Firm change | Other |
| PIPER SANDLER & CO. | TRINITY CAPITAL MANAGEMENT, LLC | May 11, 2006 | Aug 1, 2006 | 82 | Firm change | Other |