RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• L•••••
- L•••• M••• L•• state registered currentsince Jul 31, 2015 · Kansas City, Mo
- T•••••• C•••••• M••••••••• L•• state registeredMar 24, 2011 to Feb 26, 2014 · Overland Park, Ks
- L••••• L•• unclassifiedJul 7, 2010 to Dec 7, 2010 · Kansas City, Mo
- T•••••• C•••••• M••••••••• L•• state registeredAug 1, 2006 to Jul 27, 2010 · Kansas City, Mo
- P•••• S•••••• • C•• institutionalOct 22, 2001 to May 11, 2006 · Leawood, Ks
- T•••••• C•••••• M••••••••• L•• to L•••• M••• L••left Feb 26, 2014, registered Jul 31, 2015 (520 days) · Other
- L••••• L•• to T•••••• C•••••• M••••••••• L••left Dec 7, 2010, registered Mar 24, 2011 (107 days) · Other
- T•••••• C•••••• M••••••••• L•• to L••••• L••left Jul 27, 2010, registered Jul 7, 2010 (-20 days) · Other
- P•••• S•••••• • C•• to T•••••• C•••••• M••••••••• L••left May 11, 2006, registered Aug 1, 2006 (82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address