DFX Intelligence

J•••• G• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J•••• G• E•••••••

Advisor at H•••••••• A•••••••• L••

Downers Grove, IL | CHICAGO, IL

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Search this name across graphsid dfx:ria:98811211-6970-fdaa-744e-41c864639325

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2022	n/a	yes	CHICAGO, IL\|Downers Grove, IL	Current employment
T• W••••• P•••••••• L••	Former SEC adviser	Apr 14, 2021	Feb 24, 2022	no	DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• W••••• P•••••••• L••	H•••••••• A•••••••• L••	Feb 24, 2022	Jan 2, 2022	-53	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
283644:145323:IL:2022-02-24	Feb 24, 2022	Jan 2, 2022	DOWNERS GROVE, IL	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2022 to presentfactForm ADV
→ T• W••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 14, 2021 to Feb 24, 2022factForm ADV

Dated events

Occurred
Feb 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98811211-6970-fdaa-744e-41c864639325
First observed: Apr 14, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.