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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

TC WEALTH PARTNERS, LLC

CRD 283644

DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3232f36c-4ee5-2d48-4337-946d977db4bc

Data as of Jan 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 12
On other graphs: 0
Observed: Aug 31, 2016 to Jan 19, 2022
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2022-01-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30
Advisory employees: 20
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,626
Individual clients: 395
High net worth clients: 232
Custody, client assets: $1.0B
SEC number: 801-108371
CRD: 283644
Filings on the tape: 19
First filed: Aug 31, 2016
Latest filed: Jan 19, 2022
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIFFIN, WILLIAM, MITCHEL	CHIEF INVESTMENT OFFICER	Na	yes	05/2019	Aug 31, 2016	Jan 19, 2022
GREGORASH, DEBRA, LYNN	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2016	Aug 31, 2016	Jan 19, 2022
TCI HOLDINGS, INC.	Member	E	yes	08/2016	Aug 31, 2016	Jan 19, 2022
TRUST COMPANY OF ILLINOIS EMPLOYEE STOCK OPTION PLAN (ESOP)	Owner	C	yes	06/2016	Aug 31, 2016	Jan 19, 2022
GIFFIN, WILLIAM, MITCHEL	Trustee	F	no	06/2016	Aug 31, 2016	Jan 19, 2022
GREGORASH, DEBRA, LYNN	Trustee	F	no	06/2016	Aug 31, 2016	Jan 19, 2022
OSKO, GREGORY, WALTER	Trustee	F	no	06/2016	Aug 31, 2016	Jan 19, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRUST COMPANY OF ILLINOIS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Batavia	IL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$1.1B	$1.0B	30	20	2	n/a	n/a
2019	Mar 30, 2020	$901M	$885M	29	18	2	n/a	n/a
2018	Mar 26, 2019	$402M	$391M	23	23	2	n/a	n/a
2017	Mar 30, 2018	$420M	$412M	24	24	2	n/a	n/a
2016	Mar 3, 2017	$349M	$101M	25	25	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.1B	$901M	17.4%	$420M	36.0%	30	29	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	7	Feb 24, 2022	Jan 2, 2022	DOWNERS GROVE, IL	Firm absorbed	RIA to ibd	87.5%

Relationships

Owns (3)

← OSKO, GREGORY, WALTEROwnerTRUSTEE, ownership code F, individual
Aug 31, 2016 to presentfactForm ADV
← GIFFIN, WILLIAM, MITCHELOwnerTRUSTEE, ownership code F, individual
Aug 31, 2016 to presentfactForm ADV
← GREGORASH, DEBRA, LYNNOwnerTRUSTEE, ownership code F, individual
Aug 31, 2016 to presentfactForm ADV

Controls (4)

← GIFFIN, WILLIAM, MITCHELOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 31, 2016 to presentfactForm ADV
← GREGORASH, DEBRA, LYNNOwnerCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2016 to presentfactForm ADV
← TCI HOLDINGS, INC.OwnerMEMBER, ownership code E, domestic entity
Aug 31, 2016 to presentfactForm ADV
← TRUST COMPANY OF ILLINOIS EMPLOYEE STOCK OPTION PLAN (ESOP)OwnerOWNER, ownership code C, domestic entity
Aug 31, 2016 to presentfactForm ADV

Registered with (12)

← Jenni G EngstromAdvisorregistration: previous registration
Apr 14, 2021 to Feb 24, 2022factForm ADV
← Kelly WileyAdvisorregistration: previous registration
Sep 30, 2020 to Feb 24, 2022factForm ADV
← Kevin RiceAdvisorregistration: previous registration
Jun 30, 2020 to Feb 24, 2022factForm ADV
← Evan SerwinskiAdvisorregistration: previous registration
Aug 2, 2019 to Feb 24, 2022factForm ADV
← Jill WardAdvisorregistration: previous registration
Sep 29, 2016 to Feb 24, 2022factForm ADV
← Daniel Patrick OBrienAdvisorregistration: previous registration
May 1, 2017 to Feb 24, 2022factForm ADV
← Kathryn McGoughAdvisorregistration: previous registration
Mar 31, 2017 to Feb 24, 2022factForm ADV
← Kimberly Ann OBrienAdvisorregistration: previous registration
Feb 8, 2017 to Feb 24, 2022factForm ADV
← Gregory Scott AagaardAdvisorregistration: previous registration
Sep 29, 2016 to Jun 14, 2021factForm ADV
← THOMAS BRICE EGANAdvisorregistration: previous registration
Nov 8, 2016 to Oct 15, 2018factForm ADV
← Kyle BuffoAdvisorregistration: previous registration
Feb 6, 2018 to Oct 2, 2018factForm ADV
← BRANDY LYNN HARRINGTONAdvisorregistration: previous registration
Sep 29, 2016 to Nov 3, 2016factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser7 advisors, firm absorbed, same day
Feb 24, 2022 to Jan 2, 2022factForm ADV

Dated events

Occurred
Feb 24, 2022
Firm absorbed
TC Wealth Partners, LLC's advisors moved to Hightower Advisors, LLC (Downers Grove, IL): 7 of 8 registered, on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
Feb 24, 2022
Advisor changed firm
Kevin Rice left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Evan Serwinski left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Daniel Patrick Obrien left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Jenni G Engstrom left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Jill Ward left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Kimberly Ann Obrien left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Kathryn Mcgough left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Feb 24, 2022
Advisor changed firm
Kelly Wiley left Tc Wealth Partners, Llc for Hightower Advisors, Llc (registered 2022-01-02)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Tc Wealth Partners, Llc reported RAUM $901.2M, up 124% from $402.0M (2019-12-19 to 2020-03-30)
Form ADVobserved 4 days ago
$499M
Occurred
Jun 27, 2019
Control person left
Reed Jesse Murphy (President, Chief Investment Officer) no longer on Schedule A of Tc Wealth Partners, Llc (listed 2019-03-26, absent 2019-06-27)
Form ADVobserved 4 days ago
Occurred
Aug 31, 2016
First Form ADV filing
Tc Wealth Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3232f36c-4ee5-2d48-4337-946d977db4bc
First observed: Aug 31, 2016
Last observed: Jan 19, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TC WEALTH PARTNERS, LLC

CRD 283644

DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3232f36c-4ee5-2d48-4337-946d977db4bc

Data as of Jan 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIFFIN, WILLIAM, MITCHEL

CHIEF INVESTMENT OFFICER

yes

05/2019

Aug 31, 2016

Jan 19, 2022

GREGORASH, DEBRA, LYNN

CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

yes

08/2016

Aug 31, 2016

Jan 19, 2022

TCI HOLDINGS, INC.

Member

yes

08/2016

Aug 31, 2016

Jan 19, 2022

TRUST COMPANY OF ILLINOIS EMPLOYEE STOCK OPTION PLAN (ESOP)

Owner

yes

06/2016

Aug 31, 2016

Jan 19, 2022

GIFFIN, WILLIAM, MITCHEL

Trustee

06/2016

Aug 31, 2016

Jan 19, 2022

GREGORASH, DEBRA, LYNN

Trustee

06/2016

Aug 31, 2016

Jan 19, 2022

OSKO, GREGORY, WALTER

Trustee

06/2016

Aug 31, 2016

Jan 19, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRUST COMPANY OF ILLINOIS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Batavia

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$1.1B

$1.0B

n/a

2019

Mar 30, 2020

$901M

$885M

n/a

2018

Mar 26, 2019

$402M

$391M

n/a

2017

Mar 30, 2018

$420M

$412M

n/a

2016

Mar 3, 2017

$349M

$101M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.1B

$901M

17.4%

$420M

36.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Feb 24, 2022

Jan 2, 2022

DOWNERS GROVE, IL

Firm absorbed

RIA to ibd

87.5%