DFX Intelligence

C•••• C•••••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

C•••• C•••••••• S••••••••

Advisor at M••••• S••••••

Coral Gables, FL

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Search this name across graphsid dfx:ria:98a3d7b7-c555-05ab-4b50-e23191453382

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 20, 2024	n/a	yes	Coral Gables, FL	Current employment
B••••••• G••••• A•••••••	Asset manager	Sep 27, 2021	Dec 9, 2024	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• G••••• A•••••••	M••••• S••••••	Dec 9, 2024	Dec 20, 2024	11	Firm change	Other
U•• F•••••••• S••••••• I•••	B••••••• G••••• A•••••••	Jul 26, 2021	Sep 27, 2021

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 20, 2024 to presentfactForm ADV
→ B••••••• G••••• A•••••••Registered adviserregistration: previous registration
Sep 27, 2021 to Dec 9, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2019 to Jul 26, 2021factForm ADV

Dated events

Occurred
Dec 9, 2024
Advisor changed firm
C•••• C•••••••• S•••••••• left B••••••• G••••• A••••••• for M••••• S•••••• (registered 2024-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98a3d7b7-c555-05ab-4b50-e23191453382
First observed: Feb 22, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.