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Advisor at THE COMMONWEALTH GROUP LLC
Fernandina Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE COMMONWEALTH GROUP LLC | State registered | Nov 6, 2023 | n/a | yes | Fernandina Beach, FL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 1, 2022 | May 10, 2023 | no | Jacksonville, FL | Previous registration |
| ADAPTATION FINANCIAL ADVISORS INC. | Independent wealth | Oct 19, 2020 | Jan 27, 2022 | no | Omaha, NE|OKLAHOMA CITY, OK|Fernandina Beach, FL | Previous registration |
| BYRNE WEALTH MANAGEMENT, LLC | n/a | Dec 5, 2006 | Nov 9, 2020 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 18, 1998 | Oct 13, 2006 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | THE COMMONWEALTH GROUP LLC | May 10, 2023 | Nov 6, 2023 | 180 | Firm change | Ibd to state RIA |
| ADAPTATION FINANCIAL ADVISORS INC. | PRUCO SECURITIES, LLC | Jan 27, 2022 | Sep 1, 2022 | 217 | Firm change | RIA to ibd |
| BYRNE WEALTH MANAGEMENT, LLC | ADAPTATION FINANCIAL ADVISORS INC. | Nov 9, 2020 | Oct 19, 2020 | -21 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | BYRNE WEALTH MANAGEMENT, LLC | Oct 13, 2006 | Dec 5, 2006 | 53 | Firm change | Other |