DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• F•••••••• A••••••• L••
MIDDLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• F•••••••• A••••••• L•• | State registered | May 14, 2021 | n/a | yes | MIDDLETON, WI | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | May 6, 2021 | no | MIDDLETON, WI|Middleton, WI|EAU CLAIRE, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | A••• F•••••••• A••••••• L•• | May 6, 2021 | May 14, 2021 | 8 | Firm change | Ibd to state RIA |
| A••••••••• A•••••• S•••••••• I••• | C•••••• L•• | Oct 5, 2009 | Jul 3, 2003 |
| C•••••• L•• | Independent wealth | Jul 3, 2003 | Jul 10, 2003 | no | MADISON, WI | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 24, 2003 | Oct 5, 2009 | no | MIDDLETON, WI|MADISON, WI | Previous registration |
| -2,286 |
| Firm change after gap |
| Other |
| C•••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Jul 10, 2003 | Oct 5, 2009 | 2,279 | Firm change after gap | Other |