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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

PATRICIA MICHELLE MCDONOUGH

Advisor at LPL FINANCIAL LLC

MADISON, WI

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Search this name across graphsid dfx:ria:98adec1f-4af4-df4c-e61c-fb464555d8b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 9, 2003
First registration: Oct 3, 2003
Dual registered: yes, broker-dealer
Other names: PATRICIA MICHELLE KELLEY|PATRICIA MICHELLE KELLEY|TRICIA MICHELLE KELLEY|TRICIA MICHELLE MCDONOUGH|PATRICIA MICHELLE KELLEY|TRICIA MCDONOUGH
IAPD individual key: 4697725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	n/a	yes	MADISON, WI\|MADISON, WI\|MADISON, WI	Current employment
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 19, 2010	Oct 11, 2011	no	MADISON, WI\|MADISON, WI\|MIDDLETON, WI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Jan 27, 2010	no	PEWAUKEE, WI	Previous registration
NATCITY INVESTMENTS, INC.	n/a	May 27, 2009	Nov 13, 2009	no	PEWAUKEE, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 3, 2003	May 4, 2009	no	MADISON, WI\|MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 27, 2010	Feb 19, 2010	23	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NATCITY INVESTMENTS, INC.	May 4, 2009	May 27, 2009	23	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 11, 2011 to presentfactForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 19, 2010 to Oct 11, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Jan 27, 2010factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
May 27, 2009 to Nov 13, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 3, 2003 to May 4, 2009factForm ADV

Dated events

No dated event names this entity yet.