This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$280MItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$273MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$140Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

773

Individual clients

175

High net worth clients

52

Custody, client assets

$47.3M

SEC number

801-57187

CRD

108972

Filings on the tape

32

First filed

Feb 23, 2012

Latest filed

Feb 12, 2026

Organised

Corporation, TN

Graph

RIA / Wealth Management

Canonical id

dfx:ria:98b18ea9-849d-3b67-962a-4c08e8985903

First observed

Feb 23, 2012

Last observed

Feb 12, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.