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SEC-registered adviser

C•••••••• C••••••• I•••

Independent wealth managerKnoxville, TennesseeCRD 108972SEC 801-57187websiteIAPD
Legal name M•••••••• C•••••• M••••••••• I••
Latest filing Feb 12, 2026
First filing on the tape Feb 23, 2012 · 32 filings
SEC status approved since Jan 21, 2000
RAUM
$280M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$273M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$280M as of Feb 12, 2026
Feb 23, 2012$96.4M then
HNW client RAUM$225M as of Feb 12, 2026
Mar 14, 2018$129M then
State-registered IARs (5.B.3)2 as of Feb 12, 2026
Feb 23, 20120 then
Employees (5.A)4 as of Feb 12, 2026
Mar 11, 20134 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$140MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
114derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$361,837derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.6%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$47.3M, 20 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$225M80%
  • Individuals$48.4M17%
  • Charitable organizations$5.8M2.1%
  • Corporations and businesses$829,4780.3%
  • Pension and profit-sharing plans$25,5050.0%
Individual clients
175reported
HNW clients
52reported
Pension plan clients
1reported
Charitable clients
3reported
Accounts
773reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$47.3M for 20 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• J•• H•••••Knoxville, TnApr 5, 200426 y0
M••••• T••••• M••••••••Knoxville, TnApr 5, 200426 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• R•••••• J•• · President & Ceocontrol
        since 01/2010 · owns 50% to 75%
      • M••••••••• M•••••• T••••• · President, Coo & Ccocontrol
        since 01/2010 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Knoxville, Tn · principal200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Feb 12, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 750 to 773
        Oct 7, 2025 to Feb 12, 2026
      • HNW clients · 43 to 52
        Oct 7, 2025 to Feb 12, 2026
      • Individual clients · 174 to 175
        Oct 7, 2025 to Feb 12, 2026
      • Assets in custody · $48.3M to $47.3M
        Oct 7, 2025 to Feb 12, 2026
      • HNW RAUM · $188M to $225M
        Oct 7, 2025 to Feb 12, 2026
      • Individual RAUM · $49.8M to $48.4M
        Oct 7, 2025 to Feb 12, 2026
      • Non-discretionary RAUM · $244M to $280M
        Oct 7, 2025 to Feb 12, 2026
      • Pension RAUM · $19,163 to $25,505
        Oct 7, 2025 to Feb 12, 2026
      • RAUM · $244M to $280M
        Oct 7, 2025 to Feb 12, 2026
      • Financial planning clients · 0 to 0
        Feb 18, 2025 to Oct 7, 2025
      • Accounts · 748 to 750
        Apr 12, 2024 to Feb 18, 2025
      • HNW clients · 38 to 43
        Apr 12, 2024 to Feb 18, 2025
      • Pension plan clients · unset to 1.0
        Apr 12, 2024 to Feb 18, 2025
      • Assets in custody · $44.3M to $48.3M
        Apr 12, 2024 to Feb 18, 2025
      • Financial planning clients · 1-10 to 0
        Apr 12, 2024 to Feb 18, 2025
      • HNW RAUM · $166M to $188M
        Apr 12, 2024 to Feb 18, 2025
      • Individual RAUM · $49.7M to $49.8M
        Apr 12, 2024 to Feb 18, 2025
      • Non-discretionary RAUM · $221M to $244M
        Apr 12, 2024 to Feb 18, 2025
      • Pension RAUM · unset to 19163.0
        Apr 12, 2024 to Feb 18, 2025
      • RAUM · $221M to $244M
        Apr 12, 2024 to Feb 18, 2025
      • Accounts · 717 to 748
        May 18, 2023 to Feb 29, 2024
      • Corporate clients · 2 to 3
        May 18, 2023 to Feb 29, 2024
      • HNW clients · 35 to 38
        May 18, 2023 to Feb 29, 2024
      • Individual clients · 160 to 174
        May 18, 2023 to Feb 29, 2024
      • Assets in custody · $22.9M to $44.3M
        May 18, 2023 to Feb 29, 2024
      • HNW RAUM · $145M to $166M
        May 18, 2023 to Feb 29, 2024
      • Individual RAUM · $42.9M to $49.7M
        May 18, 2023 to Feb 29, 2024
      • Non-discretionary RAUM · $191M to $221M
        May 18, 2023 to Feb 29, 2024
      • RAUM · $191M to $221M
        May 18, 2023 to Feb 29, 2024
      • Accounts · 195 to 717
        Mar 10, 2022 to Feb 15, 2023
      • HNW clients · 40 to 35
        Mar 10, 2022 to Feb 15, 2023
      • Individual clients · 150 to 160
        Mar 10, 2022 to Feb 15, 2023
      • Assets in custody · $25.3M to $22.9M
        Mar 10, 2022 to Feb 15, 2023
      • Financial planning clients · unset to 1-10
        Mar 10, 2022 to Feb 15, 2023
      • HNW RAUM · $180M to $145M
        Mar 10, 2022 to Feb 15, 2023
      • Individual RAUM · $45.2M to $42.9M
        Mar 10, 2022 to Feb 15, 2023
      • Non-discretionary RAUM · $227M to $191M
        Mar 10, 2022 to Feb 15, 2023
      • RAUM · $227M to $191M
        Mar 10, 2022 to Feb 15, 2023
      • Accounts · 697 to 195
        Mar 15, 2021 to Mar 10, 2022
      • Charity clients · 1 to 3
        Mar 15, 2021 to Mar 10, 2022
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      patty@creeksidecapitalinc.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      865-693-0311reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      865-693-5300reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      creeksidecapitalinc.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      865-693-5300reportedpublic record, Form ADV, Feb 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $140Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026