DFX Intelligence

A••••• D•••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant14 years in industry

A••••• D•••••• D•••

Advisor at W••••••• A••••••• L••

REDMOND, WA

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Search this name across graphsid dfx:ria:98b5c4c4-b257-bb06-97f8-2b63e0113603

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• A••••••• L••	Independent wealth	Jan 5, 2024	n/a	yes	REDMOND, WA	Current employment
L••• S••••• A•••••••• L••	Former SEC adviser	May 16, 2022	Feb 1, 2024	no	Redmond, WA\|A•••••, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••• L••	W••••••• A••••••• L••	Feb 1, 2024	Jan 5, 2024	-27	Firm change	Ibd to new firm
G•••• A•••••••• I•••	L••• S••••• A•••••••• L••	May 17, 2022	May 16, 2022

Relationships

Registered with (4)

→ W••••••• A••••••• L••Registered adviserregistration: current employment
Jan 5, 2024 to presentfactForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
May 16, 2022 to Feb 1, 2024factForm ADV
→ G•••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 30, 2020 to May 17, 2022factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
A••••• D•••••• D••• left L••• S••••• A•••••••• L•• for W••••••• A••••••• L•• (registered 2024-01-05)
Form ADVobserved 7 days ago
Occurred
May 17, 2022
Advisor changed firm
A••••• D•••••• D••• left G•••• A•••••••• I••• for L••• S••••• A•••••••• L•• (registered 2022-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98b5c4c4-b257-bb06-97f8-2b63e0113603
First observed: Apr 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.