DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at P••••••••• W••••• A•••••••
Miami, FL | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••••• W••••• A••••••• | Independent wealth | Apr 29, 2022 | n/a | yes | Miami, FL|FORT LAUDERDALE, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 15, 2021 | Aug 25, 2023 | no | Miami, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | P••••••••• W••••• A••••••• | Aug 25, 2023 | Apr 29, 2022 | -483 | Firm change after gap | Other |
| J••• M••••• S••••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 7, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:126529:FL:2023-08-25 | Aug 25, 2023 | Apr 29, 2022 | MIAMI, FL | Firm change after gap |
| J••• M••••• S••••••••• L•• | Wirehouse | Jan 22, 2016 | Dec 7, 2021 | no | CORAL GABLES, FL|MIAMI, FL|KEY BISCAYNE, FL|MIAMI, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 1, 2011 | Jan 28, 2016 | no | ST. PETERSBURG, FL|CORAL GABLES, FL | Previous registration |
| 8 |
| Firm change |
| Wirehouse to ibd |
| R•••••• J•••• • A••••••••• I••• | J••• M••••• S••••••••• L•• | Jan 28, 2016 | Jan 22, 2016 | -6 | Firm change | Ibd to wirehouse |