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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

FENIMORE ASSET MANAGEMENT, INC.

CRD 110946

COBLESKILL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98bab06a-dc0f-e447-9c99-11a58fe79c53

Data as of Jan 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 8
On other graphs: 0
Observed: Dec 23, 2011 to Jan 2, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.56 institutional_share=0.11 related_bd=true related_bank=false bd_reps=24.0
Regulatory AUM: $5.4BItem 5.F on the latest filing (2026-01-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.4B
Private client RAUM: $1.7BderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 19
RAUM per advisor: $285Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 23
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,192
Individual clients: 177
High net worth clients: 399
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $48.0M
SEC number: 801-10429
CRD: 110946
Filings on the tape: 40
First filed: Dec 23, 2011
Latest filed: Jan 2, 2026
Organised: Corporation, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANNE B. PUTNAM	n/a	COBLESKILL, NY	19	21	1	yes
JESSE CARL KOEPP	n/a	COBLESKILL, NY	8	22	1	yes
SHANNON ALMY	n/a	COBLESKILL, NY	8	23	n/a	yes
KEVIN THOMAS SMITH	Certified Financial Planner	COBLESKILL, NY	7	21	n/a	yes
CHRISTOPHER JAMES LA PORTA	Certified Financial Planner	COBLESKILL, NY	7	27	n/a	yes
ERIN E LUCIANO	n/a	COBLESKILL, NY	6	17	n/a	yes
Matthew David Laverty	n/a	COBLESKILL, NY	6	10	n/a	yes
JOSEPH MICHAEL LEROY	Certified Financial Planner	COBLESKILL, NY	4	22	n/a	yes
Shaun R Fagant	n/a	COBLESKILL, NY	4	15	n/a	yes
WILLIAM GEORGE WISE	n/a	COBLESKILL, NY	3	15	3	yes
CHRISTIAN ADAMS SNYDER	Chartered Financial Analyst	COBLESKILL, NY	3	12	1	yes
RICHARD HENRY HEIM	n/a	COBLESKILL, NY	2	22	2	yes
JONATHAN WILLIAM MORAN	n/a	COBLESKILL, NY	1	11	n/a	yes
Ricki Lyn Wrigley	n/a	COBLESKILL, NY	1	25	2	yes
Brendan William Scoralick	n/a	COBLESKILL, NY	1	19	n/a	yes
Wahid Ullah Nabi	n/a	COBLESKILL, NY	1	22	n/a	yes
Palmer Nicholas Fargnoli	n/a	COBLESKILL, NY	1	12	n/a	yes
JAMES GLENN HALEY	Certified Financial Planner	Bluffton, SC \| COBLESKILL, NY	0	29	8	yes
Cameron Heath MacDonald	n/a	COBLESKILL, NY	0	17	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FENIMORE SMALL CAP FUND, LLC	Hedge Fund	$48.0M	Jan 2, 2026	17	Dec 23, 2011	reported	021-131633

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Balboa, Michael, Frank	CHIEF FINANCIAL OFFICER/TREASURER/SECRETARY	Na	yes	08/2016	Jan 2, 2026	Jan 2, 2026
PUTNAM, ANNE, B.	CHIEF EXECUTIVE OFFICER	Na	yes	10/2023	Jan 2, 2026	Jan 2, 2026
PUTNAM, PATRICIA, ANNE	VICE PRESIDENT, DIRECTOR	Na	yes	02/1983	Jan 2, 2026	Jan 2, 2026
PUTNAM, THOMAS, OLIVER	EXECUTIVE CHAIRMAN, DIRECTOR	D	yes	12/2019	Jan 2, 2026	Jan 2, 2026
SNYDER, CHRISTIAN, ADAMS	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Jan 2, 2026	Jan 2, 2026
FOX, JOHN, DERWIN	CHIEF INVESTMENT OFFICER	Na	yes	10/2015	Dec 5, 2019	Apr 4, 2024
HOGAN, PAUL, CLAVER	PORTFOLIO MANAGER	A	no	10/2022	Jan 2, 2026	Jan 2, 2026
LAPRETA, JOYCE, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	02/2024	Apr 4, 2024	Apr 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FENIMORE SECURITIES, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Albany	NY	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 2, 2026	$5.4B	$5.4B	43	23	1	1	n/a
2024	Jan 3, 2025	$5.4B	$5.4B	44	24	1	1	n/a
2023	Dec 26, 2023	$4.2B	$4.2B	38	23	1	1	$45.6M
2022	Jan 3, 2023	$3.7B	$3.7B	37	27	1	1	$43.5M
2021	Dec 15, 2021	$4.3B	$4.3B	37	11	3	1	$53.6M
2020	Dec 8, 2020	$3.4B	$3.4B	30	18	2	1	$37.1M
2019	Dec 20, 2019	$3.4B	$3.4B	33	21	2	1	$41.5M
2018	Dec 19, 2018	$3.1B	$3.1B	31	16	3	1	$41.5M
2017	Dec 21, 2017	$2.8B	$2.8B	32	17	3	1	$37.3M
2016	Dec 16, 2016	$2.5B	$2.5B	31	14	n/a	1	$32.4M
2015	Dec 14, 2015	$2.1B	$2.1B	31	14	n/a	1	$32.4M
2014	Dec 17, 2014	$2.0B	$2.0B	29	12	n/a	1	$30.2M
2013	Dec 13, 2013	$1.9B	$1.9B	28	13	n/a	1	$25.8M
2012	Dec 14, 2012	$1.5B	$1.5B	28	12	n/a	1	$14.9M
2011	Dec 23, 2011	$1.4B	$1.4B	n/a	n/a	n/a	1	$10.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$5.4B	-0.3%	$3.7B	13.2%	43	44	1	1

Relationships

Registered with (20)

← Cameron Heath MacDonaldAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← JAMES GLENN HALEYAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← Wahid Ullah NabiAdvisorregistration: current employment
Apr 21, 2025 to presentfactForm ADV
← Palmer Nicholas FargnoliAdvisorregistration: current employment
Apr 21, 2025 to presentfactForm ADV
← Brendan William ScoralickAdvisorregistration: current employment
Apr 16, 2025 to presentfactForm ADV
← Ricki Lyn WrigleyAdvisorregistration: current employment
Mar 21, 2025 to presentfactForm ADV
← JONATHAN WILLIAM MORANAdvisorregistration: current employment
Jan 8, 2025 to presentfactForm ADV
← RICHARD HENRY HEIMAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← CHRISTIAN ADAMS SNYDERAdvisorregistration: current employment
Oct 5, 2022 to presentfactForm ADV
← WILLIAM GEORGE WISEAdvisorregistration: current employment
Sep 27, 2022 to presentfactForm ADV
← Shaun R FagantAdvisorregistration: current employment
Jul 14, 2022 to presentfactForm ADV
← JOSEPH MICHAEL LEROYAdvisorregistration: current employment
May 9, 2022 to presentfactForm ADV
← ERIN E LUCIANOAdvisorregistration: current employment
May 6, 2020 to presentfactForm ADV
← Matthew David LavertyAdvisorregistration: current employment
May 6, 2020 to presentfactForm ADV
← CHRISTOPHER JAMES LA PORTAAdvisorregistration: current employment
Dec 19, 2018 to presentfactForm ADV
← KEVIN THOMAS SMITHAdvisorregistration: current employment
Oct 24, 2018 to presentfactForm ADV
← JESSE CARL KOEPPAdvisorregistration: current employment
Jul 2, 2018 to presentfactForm ADV
← SHANNON ALMYAdvisorregistration: current employment
Jul 2, 2018 to presentfactForm ADV
← ANNE B. PUTNAMAdvisorregistration: current employment
Jun 11, 2007 to presentfactForm ADV
← JEFFREY JAMES KOHLAdvisorregistration: previous registration
Nov 23, 2015 to Sep 26, 2019factForm ADV

Advises (1)

→ FENIMORE SMALL CAP FUND, LLCPrivate fundHedge Fund, IA
Dec 23, 2011 to presentfactForm ADV

Owns (2)

← LAPRETA, JOYCE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 4, 2024 to Apr 4, 2024factForm ADV
← Hogan, PaulOwnerPORTFOLIO MANAGER, ownership code A, individual
Jan 3, 2023 to Apr 4, 2024factForm ADV

Controls (6)

← PUTNAM, THOMAS, OLIVEROwnerEXECUTIVE CHAIRMAN, DIRECTOR, ownership code D, individual
Dec 23, 2011 to Apr 4, 2024factForm ADV
← FOX, JOHN, DERWINOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 5, 2019 to Apr 4, 2024factForm ADV
← PUTNAM, PATRICIA, ANNEOwnerVICE PRESIDENT, DIRECTOR, ownership code NA, individual
Dec 23, 2011 to Apr 4, 2024factForm ADV
← PUTNAM, ANNE, B.OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Dec 21, 2017 to Apr 4, 2024factForm ADV
← Balboa, Michael, FrankOwnerCHIEF FINANCIAL OFFICER/TREASURER/SECRETARY, ownership code NA, individual
Jun 24, 2016 to Apr 4, 2024factForm ADV
← SNYDER, CHRISTIANOwnerPRESIDENT, ownership code NA, individual
Jan 3, 2023 to Apr 4, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 3, 2025
Regulatory AUM changed
Fenimore Asset Management, Inc. reported RAUM $5.4B, up 29% from $4.2B (2024-04-04 to 2025-01-03)
Form ADVobserved 3 days ago
$1.2B
Occurred
Jan 3, 2023
Control person joined
Christian Snyder (President) appeared on Schedule A of Fenimore Asset Management, Inc.
Form ADVobserved 3 days ago
Occurred
Jan 3, 2023
Control person left
Ann Debra Pollard (President) no longer on Schedule A of Fenimore Asset Management, Inc. (listed 2022-06-13, absent 2023-01-03)
Form ADVobserved 3 days ago
Occurred
Dec 15, 2021
Regulatory AUM changed
Fenimore Asset Management, Inc. reported RAUM $4.3B, up 29% from $3.4B (2021-09-15 to 2021-12-15)
Form ADVobserved 3 days ago
$976M
Occurred
Dec 5, 2019
Control person joined
Derwin John Fox (Chief Executive Officer, Chief Investment Officer) appeared on Schedule A of Fenimore Asset Management, Inc.
Form ADVobserved 3 days ago
Occurred
Dec 5, 2019
Control person left
F Chris Dennison (Chief Operating Officer) no longer on Schedule A of Fenimore Asset Management, Inc. (listed 2019-09-18, absent 2019-12-05)
Form ADVobserved 3 days ago
Occurred
Sep 18, 2019
Control person joined
F Chris Dennison (Chief Operating Officer) appeared on Schedule A of Fenimore Asset Management, Inc.
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Jan 3, 2025
Fenimore Asset Management, Inc. reported 26 state-registered advisory representatives, up from 14 (2024-04-04 to 2025-01-03)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98bab06a-dc0f-e447-9c99-11a58fe79c53
First observed: Dec 23, 2011
Last observed: Jan 2, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FENIMORE ASSET MANAGEMENT, INC.

CRD 110946

COBLESKILL, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:98bab06a-dc0f-e447-9c99-11a58fe79c53

Data as of Jan 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANNE B. PUTNAM

n/a

COBLESKILL, NY

yes

JESSE CARL KOEPP

n/a

COBLESKILL, NY

yes

SHANNON ALMY

n/a

COBLESKILL, NY

n/a

yes

KEVIN THOMAS SMITH

Certified Financial Planner

COBLESKILL, NY

n/a

yes

CHRISTOPHER JAMES LA PORTA

Certified Financial Planner

COBLESKILL, NY

n/a

yes

ERIN E LUCIANO

n/a

COBLESKILL, NY

n/a

yes

Matthew David Laverty

n/a

COBLESKILL, NY

n/a

yes

JOSEPH MICHAEL LEROY

Certified Financial Planner

COBLESKILL, NY

n/a

yes

Shaun R Fagant

n/a

COBLESKILL, NY

n/a

yes

WILLIAM GEORGE WISE

n/a

COBLESKILL, NY

yes

CHRISTIAN ADAMS SNYDER

Chartered Financial Analyst

COBLESKILL, NY

yes

RICHARD HENRY HEIM

n/a

COBLESKILL, NY

yes

JONATHAN WILLIAM MORAN

n/a

COBLESKILL, NY

n/a

yes

Ricki Lyn Wrigley

n/a

COBLESKILL, NY

yes

Brendan William Scoralick

n/a

COBLESKILL, NY

n/a

yes

Wahid Ullah Nabi

n/a

COBLESKILL, NY

n/a

yes

Palmer Nicholas Fargnoli

n/a

COBLESKILL, NY

n/a

yes

JAMES GLENN HALEY

Certified Financial Planner

Bluffton, SC | COBLESKILL, NY

yes

Cameron Heath MacDonald

n/a

COBLESKILL, NY

n/a

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FENIMORE SMALL CAP FUND, LLC

Hedge Fund

$48.0M

Jan 2, 2026

Dec 23, 2011

reported

021-131633

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Balboa, Michael, Frank

CHIEF FINANCIAL OFFICER/TREASURER/SECRETARY

yes

08/2016

Jan 2, 2026

PUTNAM, ANNE, B.

CHIEF EXECUTIVE OFFICER

yes

10/2023

Jan 2, 2026

PUTNAM, PATRICIA, ANNE

VICE PRESIDENT, DIRECTOR

yes

02/1983

Jan 2, 2026

PUTNAM, THOMAS, OLIVER

EXECUTIVE CHAIRMAN, DIRECTOR

yes

12/2019

Jan 2, 2026

SNYDER, CHRISTIAN, ADAMS

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

11/2022

Jan 2, 2026

FOX, JOHN, DERWIN

CHIEF INVESTMENT OFFICER

yes

10/2015

Dec 5, 2019

Apr 4, 2024

HOGAN, PAUL, CLAVER

PORTFOLIO MANAGER

10/2022

Jan 2, 2026

LAPRETA, JOYCE, MARIE

CHIEF COMPLIANCE OFFICER

02/2024

Apr 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FENIMORE SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Albany

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 2, 2026

$5.4B

n/a

2024

Jan 3, 2025

$5.4B

n/a

2023

Dec 26, 2023

$4.2B

$45.6M

2022

Jan 3, 2023

$3.7B

$43.5M

2021

Dec 15, 2021

$4.3B

$53.6M

2020

Dec 8, 2020

$3.4B

$37.1M

2019

Dec 20, 2019

$3.4B

$41.5M

2018

Dec 19, 2018

$3.1B

$41.5M

2017

Dec 21, 2017

$2.8B

$37.3M

2016

Dec 16, 2016

$2.5B

n/a

$32.4M

2015

Dec 14, 2015

$2.1B

n/a

$32.4M

2014

Dec 17, 2014

$2.0B

n/a

$30.2M

2013

Dec 13, 2013

$1.9B

n/a

$25.8M

2012

Dec 14, 2012

$1.5B

n/a

$14.9M

2011

Dec 23, 2011

$1.4B

n/a

$10.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.4B

-0.3%

$3.7B

13.2%