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Y••• C•••••• K•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Y••• C•••••• K•

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Bettendorf, IA

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Search this name across graphsid dfx:ria:98bcdb7d-3f5a-f5ce-940f-327c95a86b30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 5, 2026	n/a	yes	Bettendorf, IA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 31, 2021	Feb 12, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 12, 2026	Feb 5, 2026	-7	Firm change	Ibd to ibd
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Apr 15, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:149018:IA:2026-02-10	Feb 12, 2026	Feb 5, 2026	BETTENDORF, IA	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2021 to Feb 12, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 29, 2013 to Apr 15, 2021factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
Y••• C•••••• K• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98bcdb7d-3f5a-f5ce-940f-327c95a86b30
First observed: May 29, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.