DFX Intelligence

R•••••• S•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

R•••••• S•••• P•••••

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:98c14433-95e3-2c11-bdc7-3b99fd994263

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Mar 22, 2019	n/a	yes	CHICAGO, IL\|OVERLAND PARK, KS	Current employment
W••••••••• W••••• I•••	Independent wealth	May 19, 2017	Feb 25, 2019	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••••••• W••••• I•••	Feb 26, 2019	May 19, 2017	-648	Firm change after gap	Other
W••••••••• W••••• I•••	I•• W••••• M••••••••• L••	Feb 25, 2019	Mar 22, 2019

Relationships

Registered with (4)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 22, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 2, 2016 to Feb 26, 2019factForm ADV
→ W••••••••• W••••• I•••Registered adviserregistration: previous registration
May 19, 2017 to Feb 25, 2019factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:98c14433-95e3-2c11-bdc7-3b99fd994263
First observed: Dec 18, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.