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RIA / WealthAdvisor31 years in industry

JAMES LEE MACKEY

Advisor at MACH-1 FINANCIAL GROUP, LLC

ROGERS, AR

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Search this name across graphsid dfx:ria:98ca898a-d9d5-afda-21ef-67dc41d10686

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MACH-1 FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 1, 1995
First registration: Oct 25, 2004
Dual registered: no
Other names: JAMES LEE MACKEY|LEE MACKEY
IAPD individual key: 2634808

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MACH-1 FINANCIAL GROUP, LLC	Independent wealth	Mar 25, 2022	n/a	yes	ROGERS, AR	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 18, 2017	Jun 29, 2022	no	LITTLE ROCK, AR\|ALLEN, TX\|ROGERS, AR	Previous registration
MORGAN STANLEY	Wirehouse	Nov 1, 2011	Apr 19, 2017	no	LITTLE ROCK, AR\|Little Rock, AR	Previous registration
TRUSTCORE FINANCIAL SERVICES, LLC	Former SEC adviser	Oct 25, 2004	Feb 16, 2005	no	BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MACH-1 FINANCIAL GROUP, LLC	Jun 29, 2022	Mar 25, 2022	-96	Firm change after gap	RIA to RIA
MORGAN STANLEY	LPL FINANCIAL LLC	Apr 19, 2017	Apr 18, 2017	-1	Firm change	Other
TRUSTCORE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Feb 16, 2005	Nov 1, 2011	2,449	Firm change after gap	Other

Relationships

Registered with (4)

→ MACH-1 FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 25, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 18, 2017 to Jun 29, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 1, 2011 to Apr 19, 2017factForm ADV
→ TRUSTCORE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 25, 2004 to Feb 16, 2005factForm ADV

Dated events

Occurred
Jun 29, 2022
Advisor changed firm
James Lee Mackey left Lpl Financial Llc for Mach-1 Financial Group, Llc (registered 2022-03-25)
Form ADVobserved 4 days ago